Robb M. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robb Marshall Cohen was a registered financial professional .
Robb is a previously registered financial professional and started their career in finance in 2000. Robb had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2018 - October 30, 2018
BOSTON HARBOR WEALTH ADVISORS, LLC
May 9, 2018 - March 16, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 9, 2018 - March 16, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 5, 2009 - September 26, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2009 - September 26, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
August 7, 2009 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
July 31, 2000 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BOSTON HARBOR WEALTH ADVISORS, LLC
CRD#: 282486 / SEC#: 801-108986
Contact information
Red Flags
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