Brian D. Williams

NORTHSHIRE CONSULTING

Southington, CT

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CRD#: 4231425

Professional summary

Brian David Williams is a registered financial advisor currently at NORTHSHIRE CONSULTING, LLC located in Southington, Connecticut.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Brian has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2021 - Present

NORTHSHIRE CONSULTING, LLC

RIA

CRD#: 299013

Southington, CT

Past

January 6, 2020 - December 31, 2020

NORTHSHIRE CONSULTING, LLC

RIA

CRD#: 299013

SOUTHINGTON, CT

Past

December 12, 2018 - December 31, 2019

NORTHSHIRE CONSULTING, LLC

RIA

CRD#: 299013

SOUTHINGTON, CT

Past

October 30, 2012 - September 11, 2018

TRIAD ADVISORS LLC

CRD#: 25803

CHESHIRE, CT

Past

March 10, 2011 - October 17, 2018

FUTURE BENEFITS INC

RIA

CRD#: 107620

CHESHIRE, CT

Past

October 19, 2005 - March 8, 2011

DOMINARI SECURITIES LLC

RIA

CRD#: 18975

CHESHIRE, CT

Past

October 19, 2005 - November 1, 2012

DOMINARI SECURITIES LLC

CRD#: 18975

NEW YORK, NY

Past

October 4, 2002 - November 20, 2003

QUICK & REILLY, INC.

RIA

CRD#: 11217

DERBY, CT

Past

October 4, 2002 - November 20, 2003

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

May 6, 2002 - September 5, 2002

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

NORWALK, CT

Past

May 6, 2002 - September 5, 2002

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

May 6, 2002 - September 5, 2002

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

September 14, 2000 - May 2, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WOODBRIDGE, CT

Past

July 26, 2000 - May 2, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 26, 2000 - May 2, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/8/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/2000

General Securities Representative Examination

Current Firm

NORTHSHIRE CONSULTING, LLC

CRD#: 299013 / SEC#:

Connecticut

Registered Investment Advisory firm - (1/25/2021 Approved)

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Contact information

Main Address

Southington, CT

Mailing Address

Phone number

(800) 498-1876

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	88
AUM (Assets Under Management)	$ 15,502,361

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian D. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHSHIRE CONSULTING, LLC

NORTHSHIRE CONSULTING, LLC

TRIAD ADVISORS LLC

FUTURE BENEFITS INC

DOMINARI SECURITIES LLC

DOMINARI SECURITIES LLC

QUICK & REILLY, INC.

QUICK & REILLY, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/8/2000

SIE

Date: 9/11/2018

Series 7

Date: 7/25/2000

Current Firm

NORTHSHIRE CONSULTING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORTHSHIRE CONSULTING, LLC

TRUST BUT VERIFY

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