Marcus R. Valenzuela
Professional summary
Marcus Rodney Valenzuela was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Marcus is a previously registered financial advisor and started their career in finance in 2000. Prior to being barred, Marcus had worked at 3 firms, which includes LH ROSS & COMPANY INC., MML INVESTORS SERVICES LLC, INVESTMENT CENTERS OF AMERICA INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2003 - March 17, 2005
LH ROSS & COMPANY, INC.
September 11, 2002 - August 5, 2003
MML INVESTORS SERVICES, LLC
October 13, 2000 - July 15, 2002
INVESTMENT CENTERS OF AMERICA, INC.
October 9, 2000 - July 15, 2002
INVESTMENT CENTERS OF AMERICA, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LH ROSS & COMPANY, INC.
CRD#: 37920 / SEC#: , 8-47990
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LH ROSS HOLDING CORP. | PARENT COMPANY | |
| MICHELIN, FRANKLYN ROSS | PRESIDENT | 2459180 |
Disclosures
| Regulatory Event | 31 |
| Arbitration | 15 |
Red Flags
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