Quyen C. Loong
Professional summary
Quyen Chi Loong was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Quyen is a previously registered financial advisor and started their career in finance in 2000. Prior to being barred, Quyen had worked at 5 firms, which includes AARON CAPITAL INCORPORATED, MSI FINANCIAL SERVICES INC., METROPOLITAN LIFE INSURANCE COMPANY, FIRST CLEARING LLC, TD AMERITRADE INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2011 - September 1, 2015
AARON CAPITAL INCORPORATED
October 7, 2005 - July 22, 2009
MSI FINANCIAL SERVICES, INC.
June 27, 2003 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
June 27, 2003 - July 22, 2009
MSI FINANCIAL SERVICES, INC.
March 5, 2002 - March 6, 2003
FIRST CLEARING, LLC
August 4, 2000 - May 3, 2001
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Exams
Current Firm
AARON CAPITAL INCORPORATED
CRD#: 28583 / SEC#: , 8-44000
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
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