Joseph E. Singleton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Edward Singleton was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2000. Joseph had worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2019 - January 10, 2020
ACME CAPITAL GROUP, LLC
August 31, 2016 - January 19, 2017
SECURITIES AMERICA ADVISORS, INC.
August 31, 2016 - January 19, 2017
SECURITIES AMERICA, INC.
November 22, 2004 - September 8, 2016
CETERA WEALTH SERVICES, LLC
July 2, 2004 - September 8, 2016
CETERA WEALTH SERVICES, LLC
January 18, 2001 - August 27, 2002
PRUCO SECURITIES, LLC.
November 21, 2000 - August 27, 2002
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
ACME CAPITAL GROUP, LLC
CRD#: 299444 / SEC#:
Contact information
Red Flags
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