JB
Jeffrey L. Bunderson
TRANSAMERICA FINANCIAL ADVISORS
Layton, UT 84041
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CRD#: 4230864
JB
Professional summary
Jeffrey Lynn Bunderson is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Layton, Utah.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
"Sales of insurance and non insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." LegacyShield Solutions, Inc | NOT INVESTMENT RELATED | 830 A1A North, Suite 13-139 Ponte Vedra Beach, FL- Florida 32082 | https://legacyshield.com | Provide legal documents / no title | START DATE: 8/30/2021 | 1HR/MO-0HR DURING TRADING | No activities unless a client likes their service and pays them to create a trust. NET LAW GROUP, INC.|NOT INVESTMENT RELATED|12910 SHELBYVILLE RD, SUITE 124. LOUISVILLE, KY 40243|ESTATE PLANNING SERVICES|INDEPENDENT CONTRACTOR|10.16.2020|1 HOUR A MONTH|0 HOUR DURING SECURITIES TRADING|I WILL USE THIS COMPANY TO SET UP THE ESTATE PLANNING PORTION OF THE MILLION DOLLAR BABY CONCEPT. RMF PRODUCTIONS/NO/CLEARFIELD,UT/OWNER/08-1999 WEALTHWAVE POSITION: null NATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/03/2022 ADDRESS: 3030 Royal Blvd., S Suite 200, Alpharetta GA 30022, United States DESCRIPTION: WFG Co-Brand MANAGED WEALTH FINANCIAL POSITION: null NATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 ADDRESS: 10653 River Front Pkwy, Ste 100, South Jordan UT 84095, United States DESCRIPTION: WFG Co-Brand UTAH HIGH SCHOOL ATHLETICS ASSOCIATION POSITION: Referee NATURE: Officiating at high school and little league sports INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2024 ADDRESS: 199 E Fort Union Blvd., Midvale UT 84047, United States DESCRIPTION: I will be a referee for little league and high school football games. The little league games will be on Saturdays and the high school will be on Thursday and Friday evenings.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Lynn Bunderson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Lynn Bunderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1133 N. Main Street Suite 229, Layton, UT 84041RIA
BD
CRD#: 16164
Layton, UT
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1133 N. Main Street Suite 229, Layton, UT 84041RIA
BD
CRD#: 16164
Layton, UT
Past
July 26, 2007 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
LAYTON, UT
Past
April 12, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
LAYTON, UT
Past
July 25, 2000 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/6/2012)
RR
Idaho(1/6/2012)
RR
Nebraska(1/6/2012)
RR
Texas(2/21/2024)
IAR
Texas(2/21/2024)
RR
Utah(1/6/2012)
IAR
Utah(1/6/2012)
RR
Wyoming(1/6/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Layton, UT 84041TRUST BUT VERIFY
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