Jeffrey B. Golubeff

J.W. COLE FINANCIAL

Tampa, FL

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CRD#: 4230825

Professional summary

Jeffrey Brian Golubeff is a registered financial advisor currently at J.W. COLE FINANCIAL, INC. located in Tampa, Florida.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Brian Golubeff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2019 - Present

J.W. COLE FINANCIAL, INC.

Office #2: 7655 W Gulf To Lake Hwy Suite 10, Crystal River, FL 34429

CRD#: 124583

Tampa, FL

Past

February 14, 2018 - December 23, 2019

LPL FINANCIAL LLC

CRD#: 6413

CRYSTAL RIVER, FL

Past

March 30, 2009 - February 14, 2018

INVEST FINANCIAL CORPORATION

CRD#: 12984

CRYSTAL RIVER, FL

Past

September 11, 2001 - December 31, 2008

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

CRYSTAL RIVER, FL

Past

September 7, 2001 - March 31, 2009

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

CRYSTAL RIVER, FL

Past

August 21, 2000 - August 28, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 21, 2000 - August 28, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/23/2022)

California
(12/16/2019)

Connecticut
(12/16/2019)

Florida
(12/16/2019)

Georgia
(12/16/2019)

Illinois
(5/21/2024)

Indiana
(8/22/2024)

Iowa
(5/2/2022)

Kentucky
(12/16/2019)

Maryland
(12/16/2019)

Michigan
(12/16/2019)

Minnesota
(8/8/2024)

Missouri
(4/26/2022)

Nevada
(2/28/2025)

New Hampshire
(12/16/2019)

New York
(12/16/2019)

North Carolina
(2/27/2025)

Oklahoma
(5/21/2024)

Pennsylvania
(12/16/2019)

South Carolina
(12/16/2019)

South Dakota
(2/4/2025)

Tennessee
(1/17/2023)

Texas
(12/16/2019)

Utah
(6/7/2022)

Vermont
(7/20/2021)

Virginia
(12/16/2019)

Wisconsin
(1/13/2023)

Exams

State Security Law Exam

Series 63

Date: 4/20/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

J.W. COLE FINANCIAL, INC.

CRD#: 124583 / SEC#: , 8-65698

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

Mailing Address

4301 Anchor Plaza Parkway 4th Floor, Tampa, FL 33634

Phone number

(813) 935-6776

Established

Florida since 10/14/2002

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JWC WEALTH PARTNERS	OWNER
FUSSA OCASIO, FERNANDO	CFO/FINOP	2471569
LOFGREN, KURT WALKER	CHIEF COMPLIANCE OFFICER	3048472
PACK, TODD JAMES	CHIEF OPERATING OFFICER	2795590
WEST, EUGENE	DESIGNATED MUNICIPAL PRINCIPAL/ROSFP	2059974
WOOD, ROBERT JULIAN	TREASURER/SECRETARY/GP/CEO	3217809

Disclosures

Regulatory Event	1
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey B. Golubeff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Brian Golubeff's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

INVEST FINANCIAL CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/20/2005

SIE

Date: 10/1/2018

Series 7

Date: 8/18/2000

FINRA

Current Firm

J.W. COLE FINANCIAL, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

J.W. COLE FINANCIAL, INC.

TRUST BUT VERIFY

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