Jacob I. Becker

PORTLAND PRIVATE WEALTH MANAGEMENT

Portland, OR 97221

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CRD#: 4230726

Professional summary

Jacob Isaac Becker, AIF®, CFP® is a registered financial advisor currently at PORTLAND PRIVATE WEALTH MANAGEMENT, INC. located in Portland, Oregon.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jacob has worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 53 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. JAcob Becker, Real Estate (Rental Property/Passive Investment), Start date 11/1/2012, 4 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Isaac Becker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

August 12, 2014 - Present

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

Office #1: 1834 Sw 58th Avenue Suite 101, Portland, OR 97221

RIA

CRD#: 171321

Portland, OR

Past

July 2, 2012 - August 20, 2014

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

PORTLAND, OR

Past

March 7, 2011 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

PORTLAND, OR

Past

January 6, 2011 - August 15, 2014

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

PORTLAND, OR

Past

October 25, 2007 - February 21, 2008

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

October 4, 2001 - October 18, 2005

LEADER CAPITAL CORP.

CRD#: 46206

VANCOUVER, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

PORTLAND PRIVATE WEALTH MANAGEMENT, INC. | VANCOUVER PRIVATE WEALTH MANAGEMENT | PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA PPWM | PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA EUGENE PRIVATE WEALTH MANAGEMENT | PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA BEND PRIVATE WEALTH MANAGEMENT

CRD#: 171321 / SEC#: 801-118362

RIA

Registered Investment Advisory firm - (4/3/2020 Approved)

Washington

Registered Investment Advisory firm - (5/1/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(8/12/2014)

IAR

Texas
(2/25/2021)

IAR

Washington
(8/13/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/21/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/26/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/5/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 1/12/2004

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 11/20/2002

Registered Options Principal Examination

Current Firm

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

CRD#: 171321 / SEC#: 801-118362

RIA

Registered Investment Advisory firm - (4/3/2020 Approved)

Washington

Registered Investment Advisory firm - (5/1/2020 Terminated)

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Contact information

Main Address

1834 Sw 58th Avenue Suite 101, Portland, OR 97221

Mailing Address

Phone number

(503) 405-9472

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (2/12/2025)

Regulatory assets under management

Total Number of Accounts	872
AUM (Assets Under Management)	$ 222,028,660

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jacob I. Becker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Isaac Becker's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

EQUITY SERVICES, INC.

LEADER CAPITAL CORP.

Primary Firm SEC Registration

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/21/2011

Series 63

Date: 10/26/2001

Series 7

Date: 1/5/2011

Series 53

Date: 1/12/2004

Series 4

Date: 11/20/2002

Current Firm

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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