Roxanne F. Meyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roxanne Felice Meyer was a registered financial professional .
Roxanne is a previously registered financial professional and started their career in finance in 2000. Roxanne had worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2015 - April 18, 2022
MKM PARTNERS LLC
September 25, 2008 - May 13, 2015
UBS SECURITIES LLC
January 14, 2008 - July 28, 2008
OPPENHEIMER & CO. INC.
November 15, 2000 - January 14, 2008
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
MKM PARTNERS LLC
CRD#: 114666 / SEC#: , 8-53436
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
