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Clinton Douris Shurtleff

CRD# 423065·Registered 1969 - 2000
Previously Registered: Being a previously registered professional could mean that Clinton is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Clinton Douris Shurtleff was a registered financial advisor. Clinton was a previously registered financial professional and started their career in finance 1969 - 2000. Clinton had worked at 5 firms.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

OLSEN PAYNE & COMPANY·CRD# 15607
BD
Salt Lake City, UT
September 26, 1988 - December 31, 2000
WARREN & BROWN ASSOCIATES, INC.·CRD# 13410
BD
June 22, 1983 - September 17, 1988
MAIN STREET SECURITIES, INC.·CRD# 8522
BD
February 13, 1981 - July 6, 1982
CONTINENTAL AMERICAN SECURITIES, INC.·CRD# 5185
BD
August 7, 1980 - January 26, 1981
EDWARD BROWN SECURITIES, INC.·CRD# 2583
BD
August 1, 1969 - July 23, 1980

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Current Firm

OP
OLSEN PAYNE & COMPANY

OLSEN PAYNE & COMPANY

CRD#: 15607 / SEC#: 8-32286
BD
Terminated by SEC on 02/11/2003

Contact Information

Established

Utah since 05/18/1984

Firm Type

Corporation

Fiscal Year End

April

Documents

Direct owners and executive officers

NamePositionCRD#
BEDNARIK, STEVEN KENTVICE PRESIDENT16643
PAYNE, JAMES DEANPRESIDENT358553

Disclosures

Regulatory Event

16

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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