Nick M. Markola
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nick M Markola, CIMA®, who also goes by Nick Jankovic, Nikola M Jankovic, was a registered financial professional .
Nick is a previously registered financial professional and started their career in finance in 2000. Nick had worked at 8 firms and has passed the Series 66, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2020 - May 19, 2021
LIQUIDITY.IO, LLC
September 14, 2011 - February 28, 2018
DOMINARI SECURITIES LLC
December 17, 2010 - September 14, 2011
FIRST LIBERTIES FINANCIAL
March 21, 2007 - September 30, 2008
THOMAS WEISEL PARTNERS LLC
October 3, 2003 - May 31, 2005
CITIGROUP GLOBAL MARKETS INC.
August 19, 2003 - October 13, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 5, 2001 - August 20, 2003
BANC OF AMERICA SECURITIES LLC
August 11, 2000 - March 28, 2001
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/25/2024
General Securities Representative ExaminationCurrent Firm
LIQUIDITY.IO, LLC
CRD#: 289499 / SEC#: , 8-70000
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
