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NM

Nick M Markola

CIMA®
CRD# 4230612·Registered 2000 - 2021
Previously Registered: Being a previously registered professional could mean that Nick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nick M Markola, CIMA®, who also goes by Nick Jankovic, Nikola M Jankovic, was a registered financial advisor. Nick was a previously registered financial professional and started their career in finance 2000 - 2021. Nick had worked at 8 firms and has passed the Series 66, Series 7TO, SIE, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nick Jankovic, Nikola M Jankovic

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CIMA®
Certified Investment Management Analyst

Years of Experience

26 years registered in the securities industry

Current & Past Employments

Past

LIQUIDITY.IO, LLCPast·CRD# 289499
BD
Boca Grande, FL
February 10, 2020 - May 19, 2021
DOMINARI SECURITIES LLCPast·CRD# 18975
BD
Greenwich, CT
September 14, 2011 - February 28, 2018
FIRST LIBERTIES FINANCIALPast·CRD# 14432
BD
Tampa, FL
December 17, 2010 - September 14, 2011
THOMAS WEISEL PARTNERS LLCPast·CRD# 46237
BD
New York, NY
March 21, 2007 - September 30, 2008
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
New York, NY
October 3, 2003 - May 31, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.Past·CRD# 16361
BD
Boston, MA
August 19, 2003 - October 13, 2003
BANC OF AMERICA SECURITIES LLCPast·CRD# 26091
BD
New York, NY
February 5, 2001 - August 20, 2003
WORLDCO, L.L.C.Past·CRD# 24673
BD
New York, NY
August 11, 2000 - March 28, 2001

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Current Firm

LL
LIQUIDITY.IO, LLC

ARQ ADVISORS LLC | LIQUIDITY.IO, LLC | ARQ SECURITIES

CRD#: 289499 / SEC#: 8-70000
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

5800 Gasparilla Road Building C Suite 11, Boca Grande, FL 33921

Mailing Address

Po Box 1603, Boca Grande, FL 33921

Phone Number

(908) 608-8831

Established

Delaware since 01/02/2015

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SATSCHEL INCOWNER—
CHOI, ERICPRINCIPAL2705845
BEVAUN, MARLONFINOP6259795
CHURCH, COLEMAN FREDERICKCEO / CCO2423443

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2001About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jan 2005About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Aug 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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