Chester Shure
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chester Shure was a registered financial professional .
Chester is a previously registered financial professional and started their career in finance in 1970. Chester had worked at 7 firms and has passed the Series 16, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 1995 - April 17, 1998
HALCYON EXECUTION SERVICES, INC.
May 10, 1988 - March 20, 1995
HALCYON INVESTMENTS
April 22, 1987 - March 11, 1988
MOSELEY SECURITIES CORPORATION
December 10, 1974 - January 31, 1981
SANFORD C. BERNSTEIN & CO., INC.
November 21, 1973 - March 9, 1974
AMCAP SECURITIES CORPORATION
March 8, 1972 - October 14, 1973
SCHRODER & CO. INC.
August 21, 1970 - December 10, 1983
WERTHEIM & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 4/23/1987
AMEX Put and Call ExamSeries 1
Date: 1/27/1967
Registered Representative ExaminationCurrent Firm
HALCYON EXECUTION SERVICES, INC.
CRD#: 26530 / SEC#: , 8-42607
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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