Sidney I. Shupack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sidney Irving Shupack, who also goes by Sidney Irving Chupack, Sidney Chupack, was a registered financial professional .
Sidney is a previously registered financial professional and started their career in finance in 1966. Sidney had worked at 4 firms and has passed the Series 63, SIE, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 1996 - February 10, 2026
FIRST STATE INVESTMENT ADVISORS INC
June 24, 1985 - October 17, 2016
FIRST STATE SECURITIES, INC.
March 2, 1972 - April 18, 1985
FIRST STATE FINANCIAL, INC.
March 3, 1966 - February 21, 1972
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/31/1959
Registered Representative ExaminationSeries 00
Date: 2/7/1972
General Securities Principal ExaminationCurrent Firm
FIRST STATE INVESTMENT ADVISORS INC
CRD#: 104788 / SEC#: 801-36597
Contact information
Regulatory assets under management
| Total Number of Accounts | 269 |
| AUM (Assets Under Management) | $ 91,092,832 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
