Sidney I. Shupack

FIRST STATE INVESTMENT ADVISORS

Tulsa, OK 74137

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CRD#: 423043

Professional summary

Sidney Irving Shupack, who also goes by Sidney Irving Chupack, Sidney Chupack, is a registered financial advisor currently at FIRST STATE INVESTMENT ADVISORS INC located in Tulsa, Oklahoma.

Sidney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1966. Sidney has worked at 4 firms and has passed the Series 63, SIE, Series 1 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sidney Irving Chupack | Sidney Chupack

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SIDNEY I. SHUPACK, CEO, IS THE PRESIDENT OF FIRST STATE FINANCIAL, INC., THE PARENT COMPANY OF FIRST STATE INVESTMENT ADVISORS, INC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sidney Irving Shupack's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 1996 - Present

FIRST STATE INVESTMENT ADVISORS INC

Office #1: 8801 S. Yale Ave. Suite 410, Tulsa, OK 74137

RIA

CRD#: 104788

Tulsa, OK

Past

June 24, 1985 - October 17, 2016

FIRST STATE SECURITIES, INC.

CRD#: 16329

TULSA, OK

Past

March 2, 1972 - April 18, 1985

FIRST STATE FINANCIAL, INC.

CRD#: 6108

Past

March 3, 1966 - February 21, 1972

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(8/26/1996)

IAR

Texas
(5/6/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/31/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/17/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 3/31/1959

Registered Representative Examination

Principal/Supervisory Exam

Series 00

Date: 2/7/1972

General Securities Principal Examination

Current Firm

FIRST STATE INVESTMENT ADVISORS INC

CRD#: 104788 / SEC#: 801-36597

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Oklahoma

Registered Investment Advisory firm - (6/28/2012 Approved)

Texas

Registered Investment Advisory firm - (4/24/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

8801 S. Yale Ave. Suite 410, Tulsa, OK 74137-3539

Mailing Address

Phone number

(918) 492-1466

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	269
AUM (Assets Under Management)	$ 91,092,832

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sidney I. Shupack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sidney Irving Shupack's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST STATE INVESTMENT ADVISORS INC

FIRST STATE SECURITIES, INC.

FIRST STATE FINANCIAL, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/31/1997

SIE

Date: 10/17/2016

Series 1

Date: 3/31/1959

Series 00

Date: 2/7/1972

Current Firm

FIRST STATE INVESTMENT ADVISORS INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIRST STATE INVESTMENT ADVISORS INC

TRUST BUT VERIFY

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