Stephen P. Moseley
Professional summary
Stephen Peet Moseley, AIF®, CFP®, who also goes by Stephen Peet Moseley II, is a registered financial advisor currently at TEALWOOD ASSET MANAGEMENT located in Minneapolis, Minnesota.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Stephen has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Peet Moseley's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2007
Experience
February 25, 2016 - Present
TEALWOOD ASSET MANAGEMENT
Office #1: 120 South 6th Street Suite 1900, Minneapolis, MN 55402December 17, 2013 - January 28, 2016
STRATEGIC ADVISERS LLC
December 4, 2003 - June 26, 2009
STRATEGIC ADVISERS LLC
April 15, 2003 - January 22, 2016
FIDELITY BROKERAGE SERVICES LLC
September 23, 2002 - March 17, 2003
TCF INVESTMENTS, INC.
January 18, 2001 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
December 6, 2000 - June 27, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
TEALWOOD ASSET MANAGEMENT
CRD#: 105245 / SEC#: 801-29095
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/25/2016)
Exams
Current Firm
TEALWOOD ASSET MANAGEMENT
CRD#: 105245 / SEC#: 801-29095
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 738 |
| AUM (Assets Under Management) | $ 364,416,691 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
