Thomas James Haggerty
Professional Summary
Thomas James Haggerty, who also goes by Thomas J Haggerty, is a registered financial advisor currently at PARABLE WEALTH ADVISORS located in St Augustine, Florida. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Thomas has worked at 6 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas J Haggerty
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
PARABLE WEALTH ADVISORS | PARABLE, LLC
Contact Information
Main Address
460 A1a Beach Blvd., St Augustine, FL 32080Phone Number
(904) 420-0008# of Employees
5SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
271AUM (Assets Under Management)
$176,326,932Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
PARABLE WEALTH ADVISORS | PARABLE, LLC
State Registrations and Notice Filings
(8/30/2019)
(8/18/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Jun 2008About the Series 87 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas James Haggerty's CRS (Customer Relationship Summary).
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