Thomas J. Haggerty
Professional summary
Thomas James Haggerty, who also goes by Thomas J Haggerty, is a registered financial advisor currently at PARABLE WEALTH ADVISORS located in St. Augustine, Florida.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Thomas has worked at 6 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas James Haggerty's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2019 - Present
PARABLE WEALTH ADVISORS
Office #1: 770 A1a Beach Blvd Suite A, St. Augustine, FL 32080Office #2: 422 Jacksonville Drive, Jacksonville Beach, FL 32250Office #3: 60 Ocean Blvd Suite 11, Atlantic Beach, FL 32233September 5, 2018 - June 5, 2019
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
February 5, 2015 - October 1, 2018
RETIREMENT STRATEGIES, INC.
December 6, 2013 - January 16, 2014
DWS DISTRIBUTORS, INC.
October 7, 2013 - November 1, 2013
FIVE FACTOR CAPITAL ADVISORS
December 4, 2007 - July 31, 2013
SUSQUEHANNA FINANCIAL GROUP, LLLP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/30/2019)
Exams
Current Firm
PARABLE WEALTH ADVISORS
CRD#: 304873 / SEC#: 801-132360
Contact information
Regulatory assets under management
| Total Number of Accounts | 208 |
| AUM (Assets Under Management) | $ 140,868,916 |
Red Flags
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Company Information
PARABLE WEALTH ADVISORS
CRD#: 304873St. Augustine, FL 32080TRUST BUT VERIFY
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