Michael D. Walters

TPG FINANCIAL ADVISORS

PORTLAND, OR 97223

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CRD#: 4230258

Professional summary

Michael Dean Walters, who also goes by Michael D Walters, is a registered financial advisor currently at TPG FINANCIAL ADVISORS, LLC located in Portland, Oregon.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michael has worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael D Walters

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dean Walters's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2021 - Present

TPG FINANCIAL ADVISORS, LLC

Office #1: 11850 Sw 67th Avenue Suite 100, Portland, OR 97223

RIA

CRD#: 141153

PORTLAND, OR

Past

September 17, 2014 - June 3, 2021

DESCHUTES INVESTMENT CONSULTING, LLC

RIA

CRD#: 155312

PORTLAND, OR

Past

April 24, 2008 - September 30, 2013

SIGNATOR FINANCIAL SERVICES, INC.

RIA

CRD#: 19061

PORTLAND, OR

Past

April 24, 2008 - September 30, 2013

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

PORTLAND, OR

Past

March 10, 2006 - April 8, 2008

NEW ENGLAND SECURITIES

RIA

CRD#: 615

PORTLAND, OR

Past

August 3, 2000 - April 8, 2008

NEW ENGLAND SECURITIES

CRD#: 615

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TPG FINANCIAL ADVISORS, LLC

IPA FINANCIAL ADVISORS | TPG FINANCIAL ADVISORS, LLC | IPA FINANCIAL, LLC

CRD#: 141153 / SEC#: 801-77417

RIA

Registered Investment Advisory firm - (12/20/2012 Approved)

California

Registered Investment Advisory firm - (1/19/2013 Terminated)

Oregon

Registered Investment Advisory firm - (12/20/2012 Terminated)

Texas

Registered Investment Advisory firm - (12/20/2012 Terminated)

Washington

Registered Investment Advisory firm - (2/28/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(6/14/2021)

IAR

Washington
(6/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/3/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/3/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/1/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/2/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TPG FINANCIAL ADVISORS, LLC

IPA FINANCIAL ADVISORS | TPG FINANCIAL ADVISORS, LLC | IPA FINANCIAL, LLC

CRD#: 141153 / SEC#: 801-77417

RIA

Registered Investment Advisory firm - (12/20/2012 Approved)

California

Registered Investment Advisory firm - (1/19/2013 Terminated)

Oregon

Registered Investment Advisory firm - (12/20/2012 Terminated)

Texas

Registered Investment Advisory firm - (12/20/2012 Terminated)

Washington

Registered Investment Advisory firm - (2/28/2013 Terminated)

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Contact information

Main Address

11850 Sw 67th Avenue Suite 100, Portland, OR 97223

Mailing Address

Phone number

(503) 241-9550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (RETIREMENT PLANS) (3/25/2025)

FORM ADV PART 2A (INDIVIDUALS) (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,587
AUM (Assets Under Management)	$ 1,964,622,586

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael D. Walters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dean Walters's CRS (Customer Relationship Summary).

Certified licenses

Experience

DESCHUTES INVESTMENT CONSULTING, LLC

SIGNATOR FINANCIAL SERVICES, INC.

SIGNATOR FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

TPG FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/3/2006

Series 63

Date: 8/3/2000

Series 7

Date: 9/1/2005

Series 6

Date: 8/2/2000

Current Firm

TPG FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TPG FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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