Billy R. Carty
Professional summary
Billy Randolph Carty is a registered financial professional currently at CARTY, HARDING & HEARN, INC. located in Memphis, Tennessee.
Billy is registered as a RR (Registered Representative) and started their career in finance in 1972. Billy has worked at 2 firms and has passed the Series 65, Series 63, Series 52TO, Series 7TO, SIE, Series 1, Series 53, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Billy Randolph Carty's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 1976 - Present
CARTY, HARDING & HEARN, INC.
Office #1: 6263 Poplar Ave Suite 800, Memphis, TN 38119Office #2: 6263 Poplar Avenue Suite 800, Memphis, TN 38119May 22, 1972 - August 2, 1974
KANE CARTY & BOLTON INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/1983)
(2/8/1989)
(5/9/1983)
(1/8/1990)
(3/14/1986)
(10/30/1990)
(4/16/1990)
(8/26/1983)
(2/22/1989)
(3/6/1989)
(8/23/1983)
(6/26/1998)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 7/26/1968
Registered Representative ExaminationSeries 00
Date: 3/24/1972
General Securities Principal ExaminationFINRA
Current Firm
CARTY, HARDING & HEARN, INC.
CRD#: 7001 / SEC#: , 8-19082
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 19 |
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Company Information
CARTY, HARDING & HEARN, INC.
CRD#: 7001Memphis, TN 38119TRUST BUT VERIFY
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