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Dannielle Lynn Cabler

CRD# 4229686·Registered 2000 - 2016
Previously Registered: Being a previously registered professional could mean that Dannielle is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dannielle Lynn Cabler was a registered financial advisor. Dannielle was a previously registered financial professional and started their career in finance 2000 - 2016. Dannielle had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

SALT SPRAY CAPITAL·CRD# 149675
BD
Austin, TX
August 4, 2015 - February 15, 2016
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Austin, TX
May 13, 2008 - August 27, 2013
INVESCO DISTRIBUTORS, INC.·CRD# 7369
BD
Houston, TX
November 9, 2000 - December 4, 2003

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Current Firm

SS
SALT SPRAY CAPITAL

SALT SPRAY CAPITAL | SCOTT,CHRISTOPHER DAVID | SALT SPRAY CAPITAL LLC

CRD#: 149675 / SEC#: 8-68179
BD
Terminated by SEC on 12/14/2016

Contact Information

Established

California since 08/30/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SALT SPRAY HOLDINGS LLCSOLE MEMBER—
GOODIN, DIANE MARIECFO/FINOP3117840
VASILEV, CATHY MARVETTACCO4413359

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2008About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2000About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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