Carl J. Nutt

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CRD#: 4229411

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Carl Joseph Nutt was a registered financial professional .

Carl is a previously registered financial professional and started their career in finance in 2000. Carl had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

YMCA POSITION: FITNESS INSTRUCTOR NATURE: BUSINESS, MARKETING, OTHER INVESTMENT RELATED: NO NUMBER OF HOURS: 14 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2000 ADDRESS: 385 W HANES MILL RD, WINSTON-SALEM NC 27105 DESCRIPTION: AEROBIC CYCLING & TRAINER CARL NUTT (INSURANCE) POSITION: Owner NATURE: Insurance Sales (Investment-Related OBA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/24/1979 ADDRESS: 2990 Bethesda Place, Suite 604-D, Winston Salem NC 27103 DESCRIPTION: Fixed Insurance and Variable InsuranceSales CSA STRATEGIC PLANNERS, LLC POSITION: owner NATURE: Investment-Related OBA not through H. Beck, Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2015 ADDRESS: 2990 Bethesda Place, Suite 604-D, Winston Salem NC 27103 DESCRIPTION: Managing Member; marketing and administrative duties POM COLLEGE CONSULTING (PEACE OF MIND COLLEGE CONSULTING) POSITION: Independent consultant NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 10/30/2018 ADDRESS: 2990 Bethesda Pls. Ste. 604-D, Winston Salem NC 27103, United States DESCRIPTION: Outside marketer to generate business referrals CSA STRATEGIC PLANNERS, LLC -TPA POSITION: Owner NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2015 ADDRESS: 2990 Bethesda Pl, Suite 604-D, Winston-Salem NC 27103, United States DESCRIPTION: Perform annual third party administrative functions which include reconciling plan assets, preparing annual Form 5500 and annual disclosures and notices.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 9, 2019 - November 13, 2023

IAMS WEALTH MANAGEMENT, LLC

RIA

CRD#: 286085

Winston Salem, NC

Past

September 9, 2005 - July 2, 2019

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

WINSTON SALEM, NC

Past

September 9, 2005 - July 2, 2019

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

WINSTON SALEM, NC

Past

February 9, 2005 - September 9, 2005

LEGACY ADVISORY SERVICES, INC.

RIA

CRD#: 111027

WINSTON SALEM, NC

Past

October 3, 2000 - September 9, 2005

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/6/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/2/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

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Contact information

Main Address

18881 West Dodge Road Suite 180e, Omaha, NE 68022

Mailing Address

Phone number

(888) 255-7670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IAMS WEALTH MANAGEMENT, LLC FORM ADV PART 2A BROCHURE (10/6/2025)

Regulatory assets under management

Total Number of Accounts	2,104
AUM (Assets Under Management)	$ 343,012,390

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Carl J. Nutt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

LEGACY ADVISORY SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

IAMS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/2004

Series 63

Date: 11/6/2000

SIE

Date: 10/1/2018

Series 6

Date: 10/2/2000

Current Firm

IAMS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IAMS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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