Adam C. Hoffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam C Hoffman was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2008. Adam had worked at 3 firms and has passed the Series 63, SIE, Series 52, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2016 - December 31, 2021
PEAK CAPITAL RESEARCH AND MANAGEMENT, LLC
November 2, 2015 - August 31, 2016
WOODBURY FINANCIAL SERVICES, INC.
March 3, 2008 - July 23, 2015
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
PEAK CAPITAL RESEARCH AND MANAGEMENT, LLC
CRD#: 284235 / SEC#:
Contact information
Red Flags
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