Frank W. Little
Professional summary
Frank Walter Little, who also goes by Frank W Little, is a registered financial professional currently at CARILLON FUND DISTRIBUTORS, INC. located in St. Petersburg, Florida.
Frank is registered as a RR (Registered Representative) and started their career in finance in 2000. Frank has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Walter Little's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2026 - Present
CARILLON FUND DISTRIBUTORS, INC.
Office #1: 880 Carillon Parkway, St. Petersburg, FL 33716April 24, 2023 - April 23, 2026
GRANT WILLIAMS L.P.
April 4, 2019 - December 17, 2021
ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
January 3, 2019 - April 4, 2019
ALPS DISTRIBUTORS, INC.
February 9, 2015 - December 31, 2018
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
January 15, 2009 - October 24, 2014
NATIXIS DISTRIBUTION, LLC
February 14, 2006 - July 31, 2008
UBS FINANCIAL SERVICES INC.
February 13, 2006 - July 31, 2008
UBS FINANCIAL SERVICES INC.
October 23, 2002 - February 14, 2006
UBS ASSET MANAGEMENT (US) INC.
September 14, 2000 - March 6, 2002
NEUBERGER BERMAN MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2026)
Exams
FINRA
Current Firm
CARILLON FUND DISTRIBUTORS, INC.
CRD#: 139749 / SEC#: , 8-67244
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EAGLE ASSET MANAGEMENT INC | PARENT COMPANY | 110653 |
| EDWARDS, CHARLES MICHAEL | DIRECTOR | 5342028 |
| GEORGIEV, TSVETELINA ELKOVA | CCO | 5130225 |
| GERVAIS, BRYAN L | CFO, PRINCIPAL FINANCIAL OFFICER / FINOP, DIRECTOR | 5286391 |
| LILLIAN, JORDAN ALEXANDER | CEO, PRESIDENT, DIRECTOR | 5444726 |
| SOUSA, DAMIAN DANIEL | DIRECTOR | 2061882 |
| WALZER, SUSAN LAVELLE | DIRECTOR | 2976646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CARILLON FUND DISTRIBUTORS, INC.
CRD#: 139749St. Petersburg, FL 33716TRUST BUT VERIFY
Monitor Frank Little
Get automatic monthly alerts on:
