Kurt W. Mears
ADVANCE CAPITAL MANAGEMENT | Financial Adviser, Cleveland Area Office Manager
Independence, OH 44131
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CRD#: 4229239
Professional summary
Kurt William Mears, who also goes by Kurt W. Mears, is a registered financial advisor currently at ADVANCE CAPITAL MANAGEMENT INC located in Independence, Ohio.
Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Kurt has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Kurt aspires to deliver financial strategies that can make a real positive impact in the lives of families and individuals. As a financial adviser, he takes a comprehensive approach to better assist clients in achieving their personal financial goals by providing wealth management tools such as retirement and tax planning as well as investment portfolio guidance.<#CR#><#NL#><#CR#><#NL#>He is a Chartered Retirement Planning Counselor. Before joining Advance Capital, he served as a financial adviser with Wells Fargo Advisors.<#CR#><#NL#><#CR#><#NL#>Kurt earned a degree in Business Management and a minor in Finance from the University of Akron. He frequently volunteers his services to his local church.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kurt W. Mears
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kurt William Mears's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 17, 2010 - Present
ADVANCE CAPITAL MANAGEMENT INC
Office #1: Crowne Centre 5005 Rockside Road, Suite 860, Independence, OH 44131RIA
CRD#: 110767
Independence, OH
Past
April 15, 2010 - May 1, 2017
ADVANCE CAPITAL SERVICES, INC.
BD
CRD#: 19347
INDEPENDENCE, OH
Past
June 30, 2008 - April 12, 2010
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CLEVELAND, OH
Past
June 11, 2008 - April 12, 2010
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ADVANCE CAPITAL MANAGEMENT INC
ADVANCE CAPITAL MANAGEMENT INC
CRD#: 110767 / SEC#: 801-28092
RIA
Registered Investment Advisory firm - (10/9/1986 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(6/17/2010)
IAR
Texas(7/15/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AC
ADVANCE CAPITAL MANAGEMENT INC
ADVANCE CAPITAL MANAGEMENT INC
CRD#: 110767 / SEC#: 801-28092
RIA
Registered Investment Advisory firm - (10/9/1986 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Towne Square Suite 444, Southfield, MI 48076
Mailing Address
Phone number
(248) 350-8543
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,365 |
| AUM (Assets Under Management) | $ 4,504,447,556 |
Red Flags
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Company Information
ADVANCE CAPITAL MANAGEMENT INC
Financial Adviser, Cleveland Area Office ManagerCRD#: 110767Independence, OH 44131TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
