JS
Jon E. Shuler
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CRD#: 422911
JS
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Emmett Shuler, CFP®, CIMA®, who also goes by Beau Shuler, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1973. Jon had worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 31, Series 1, Series 9, Series 10 and Series 8 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Business Succession Planning
Estate Planning
Investment Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Are you a "fiduciary"?
No
Aliases
Beau Shuler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Past
July 1, 2024 - January 10, 2025
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
RIA
CRD#: 283004
SPARTANBURG, SC
Past
July 1, 2024 - January 10, 2025
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
BD
CRD#: 1254
SPARTANBURG, SC
Past
January 22, 2009 - July 3, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
SPARTANBURG, SC
Past
March 7, 1995 - December 31, 2008
WEALTH MANAGEMENT ASSOCIATES, INC.
RIA
CRD#: 141856
SPARTANBURG, SC
Past
September 30, 1994 - July 3, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Spartanburg, SC
Past
March 4, 1988 - October 6, 1994
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
Past
February 14, 1973 - March 24, 1988
J.C. BRADFORD & CO.
BD
CRD#: 1287
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
ALBANY WEALTH GROUP | O'HARE WEALTH MANAGEMENT AFFILIATED WITH STEWARD PARTNERS | NOVICK & CO. FINANCIAL GROUP AT STEWARD PARTNERS | NOVA RETIREMENT STRATEGIES AT STEWARD PARTNERS | NOTTINGHAM WEALTH MANAGEMENT GROUP AT STEWARD PARTNERS | NEUMAN WEALTH SOLUTIONS AT STEWARD PARTNERS | MUNN BARR INVESTMENT MANAGEMENT AT STEWARD PARTNERS | MORRIS CAPITAL MANAGEMENT GROUP OF STEWARD PARTNERS | MORRIS CAPITAL MANAGEMENT GROUP | MORGAN WEALTH MANAGEMENT AT STEWARD PARTNERS | MOORE'S WEALTH MANAGEMENT | MONADNOCK CAPITAL GROUP AT STEWARD PARTNERS | MONADNOCK CAPITAL GROUP | MONACO CAPITAL MANAGEMENT | MILLER FAMILY WEALTH MANAGEMENT AT STEWARD PARTNERS | MCSHANE WEALTH MANAGEMENT AT STEWARD PARTNERS | MCCORMICK WEALTH MANAGEMENT OF STEWARD PARTNERS | MCCORMICK WEALTH MANAGEMENT | MATHIESON ASSET MANAGEMENT AT STEWARD PARTNERS | MARATHON WEALTH MANAGERS AT STEWARD PARTNERS | MAINSTAY WEALTH MANAGEMENT AT STEWARD PARTNERS | MADONNA MANAGEMENT OF STEWARD PARTNERS | LYNN-WHITMORE WEALTH MANAGEMENT AT STEWARD PARTNERS | LONGBRIDGE WEALTH ADVISORS | LOCKWOOD WEALTH MANAGEMENT OF STEWARD PARTNERS | LIGHTHOUSE WEALTH GROUP AFFILIATED WITH STEWARD PARTNERS | LEGACY WEALTH PARTNERS OF STEWARD PARTNERS | LEGACY WEALTH PARTNERS | LATIMER WEALTH MANAGEMENT AT STEWARD PARTNERS | KUPERMAN WEALTH MANAGEMENT AT STEWARD PARTNERS | KORTZE BROTHERS WEALTH MANAGEMENT GROUP OF STEWARD PARTNERS | KILLINGSWORTH PRIVATE WEALTH AT STEWARD PARTNERS | KEY SAGE WEALTH OF STEWARD PARTNERS | KAFETZ GROUP AT STEWARD PARTNERS | JOHNSON WEALTH MANAGEMENT | INSIGHT WEALTH MANAGEMENT AT STEWARD PARTNERS | IBRAHIM WEALTH ADVISORY AFFILIATED WITH STEWARD PARTNERS | IANNACCONE WEALTH MANAGEMENT AT STEWARD PARTNERS | IANNACCONE WEALTH MANAGEMENT | I STREET CAPITAL AT STEWARD PARTNERS | HOOVER PRIVATE WEALTH GROUP OF STEWARD PARTNERS | HOOVER PRIVATE WEALTH GROUP | HOFFMAN PRIVATE WEALTH GROUP AT STEWARD PARTNERS | HOFFMAN PRIVATE WEALTH GROUP | HIGHTOWER WEALTH GROUP OF STEWARD PARTNERS | HIBBARD WEALTH MANAGEMENT GROUP | HARRIS AND HARRINGTON FINANCIAL STRATEGIES GROUP | HARMONY PRIVATE WEALTH AT STEWARD PARTNERS | HAASE FAMILY ADVISORS AT STEWARD PARTNERS | HAASE FAMILY ADVISORS | H.L. WIGINTON, LLC CAPITAL MANAGEMENT AFFILIATED WITH STEWARD PARTNERS | GUARDIAN ASSET MANAGEMENT GROUP AT STEWARD PARTNERS | GUARDIAN ASSET MANAGEMENT GROUP | GRANVIDA WEALTH AT STEWARD PARTNERS | GOODNYLUND WEALTH MANAGEMENT OF STEWARD PARTNERS | GOLDSMITH GROUP OF STEWARD PARTNERS (PRIOR NAME) | GOLD & ALEXANDER PRIVATE WEALTH ADVISORY OF STEWARD PARTNERS | GODFREY & SPRADLIN PRIVATE WEALTH ADVISORY OF STEWARD PARTNERS | GERGEN WEALTH MANAGEMENT AT STEWARD PARTNERS | G2G WEALTH MANAGEMENT AT STEWARD PARTNERS | FRIEDMAN WONG KAFETZ GROUP | FREEDOM STREET AT STEWARD PARTNERS | ENSIGN WEALTH PARTNERS AFFILIATED WITH STEWARD PARTNERS | ELIZABETH RIVER WEALTH MANAGEMENT AT STEWARD PARTNERS | ELAN WEALTH MANAGEMENT | DESERT SKY ADVISORS | DEAN ROSINI & JEFFREY LAZRAUS AT STEWARD PARTNERS | DAVIS EXECUTIVE WEALTH MANAGEMENT GROUP | DAVIS EXECUTIVE WEALTH MANAGEMENT AT STEWARD PARTNERS | COYLE FINANCIAL GROUP OF STEWARD PARTNERS | COYLE FINANCIAL GROUP | COVENANT WEALTH ADVISORS AT STEWARD PARTNERS | CORNERSTONE LEGACY WEALTH ADVISORS AT STEWARD PARTNERS | CONTINUUM PRIVATE WEALTH AT STEWARD PARTNERS | CONTINUUM PRIVATE WEALTH | CONSILIUM WEALTH MANAGEMENT | COASTAL 360 CAPITAL ADVISORS AT STEWARD PARTNERS | CLOVE HITCH ADVISORS OF STEWARD PARTNERS | CLARITY PRIVATE WEALTH SOLUTIONS AT STEWARD PARTNERS | CHURCH STREET WEALTH ADVISORS OF STEWARD PARTNERS | CARRIGG WEALTH MANAGEMENT GROUP | CARRIGG WEALTH ADVISORS OF STEWARD PARTNERS | CARRIGG WEALTH ADVISORS | BRIDGE STREET PRIVATE WEALTH MANAGEMENT OF STEWARD PARTNERS | BLUE WATER WEALTH MANAGEMENT AT STEWARD PARTNERS | BLUE WATER WEALTH MANAGEMENT | BLACK SWAN ASSET MANAGEMENT AT STEWARD PARTNERS | BARR WEALTH MANAGEMENT OF STEWARD PARTNERS | BARBERIS WEALTH MANAGEMENT OF STEWARD PARTNERS | AMY SACHS WEALTH MANAGEMENT GROUP AT STEWARD PARTNERS | ALLIANCE WEALTH PARTNERS AT STEWARD PARTNERS...
CRD#: 283004 / SEC#: 801-107426
RIA
Registered Investment Advisory firm - (3/16/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 2/14/1973
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 2/26/1982
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
ALBANY WEALTH GROUP | O'HARE WEALTH MANAGEMENT AFFILIATED WITH STEWARD PARTNERS | NOVICK & CO. FINANCIAL GROUP AT STEWARD PARTNERS | NOVA RETIREMENT STRATEGIES AT STEWARD PARTNERS | NOTTINGHAM WEALTH MANAGEMENT GROUP AT STEWARD PARTNERS | NEUMAN WEALTH SOLUTIONS AT STEWARD PARTNERS | MUNN BARR INVESTMENT MANAGEMENT AT STEWARD PARTNERS | MORRIS CAPITAL MANAGEMENT GROUP OF STEWARD PARTNERS | MORRIS CAPITAL MANAGEMENT GROUP | MORGAN WEALTH MANAGEMENT AT STEWARD PARTNERS | MOORE'S WEALTH MANAGEMENT | MONADNOCK CAPITAL GROUP AT STEWARD PARTNERS | MONADNOCK CAPITAL GROUP | MONACO CAPITAL MANAGEMENT | MILLER FAMILY WEALTH MANAGEMENT AT STEWARD PARTNERS | MCSHANE WEALTH MANAGEMENT AT STEWARD PARTNERS | MCCORMICK WEALTH MANAGEMENT OF STEWARD PARTNERS | MCCORMICK WEALTH MANAGEMENT | MATHIESON ASSET MANAGEMENT AT STEWARD PARTNERS | MARATHON WEALTH MANAGERS AT STEWARD PARTNERS | MAINSTAY WEALTH MANAGEMENT AT STEWARD PARTNERS | MADONNA MANAGEMENT OF STEWARD PARTNERS | LYNN-WHITMORE WEALTH MANAGEMENT AT STEWARD PARTNERS | LONGBRIDGE WEALTH ADVISORS | LOCKWOOD WEALTH MANAGEMENT OF STEWARD PARTNERS | LIGHTHOUSE WEALTH GROUP AFFILIATED WITH STEWARD PARTNERS | LEGACY WEALTH PARTNERS OF STEWARD PARTNERS | LEGACY WEALTH PARTNERS | LATIMER WEALTH MANAGEMENT AT STEWARD PARTNERS | KUPERMAN WEALTH MANAGEMENT AT STEWARD PARTNERS | KORTZE BROTHERS WEALTH MANAGEMENT GROUP OF STEWARD PARTNERS | KILLINGSWORTH PRIVATE WEALTH AT STEWARD PARTNERS | KEY SAGE WEALTH OF STEWARD PARTNERS | KAFETZ GROUP AT STEWARD PARTNERS | JOHNSON WEALTH MANAGEMENT | INSIGHT WEALTH MANAGEMENT AT STEWARD PARTNERS | IBRAHIM WEALTH ADVISORY AFFILIATED WITH STEWARD PARTNERS | IANNACCONE WEALTH MANAGEMENT AT STEWARD PARTNERS | IANNACCONE WEALTH MANAGEMENT | I STREET CAPITAL AT STEWARD PARTNERS | HOOVER PRIVATE WEALTH GROUP OF STEWARD PARTNERS | HOOVER PRIVATE WEALTH GROUP | HOFFMAN PRIVATE WEALTH GROUP AT STEWARD PARTNERS | HOFFMAN PRIVATE WEALTH GROUP | HIGHTOWER WEALTH GROUP OF STEWARD PARTNERS | HIBBARD WEALTH MANAGEMENT GROUP | HARRIS AND HARRINGTON FINANCIAL STRATEGIES GROUP | HARMONY PRIVATE WEALTH AT STEWARD PARTNERS | HAASE FAMILY ADVISORS AT STEWARD PARTNERS | HAASE FAMILY ADVISORS | H.L. WIGINTON, LLC CAPITAL MANAGEMENT AFFILIATED WITH STEWARD PARTNERS | GUARDIAN ASSET MANAGEMENT GROUP AT STEWARD PARTNERS | GUARDIAN ASSET MANAGEMENT GROUP | GRANVIDA WEALTH AT STEWARD PARTNERS | GOODNYLUND WEALTH MANAGEMENT OF STEWARD PARTNERS | GOLDSMITH GROUP OF STEWARD PARTNERS (PRIOR NAME) | GOLD & ALEXANDER PRIVATE WEALTH ADVISORY OF STEWARD PARTNERS | GODFREY & SPRADLIN PRIVATE WEALTH ADVISORY OF STEWARD PARTNERS | GERGEN WEALTH MANAGEMENT AT STEWARD PARTNERS | G2G WEALTH MANAGEMENT AT STEWARD PARTNERS | FRIEDMAN WONG KAFETZ GROUP | FREEDOM STREET AT STEWARD PARTNERS | ENSIGN WEALTH PARTNERS AFFILIATED WITH STEWARD PARTNERS | ELIZABETH RIVER WEALTH MANAGEMENT AT STEWARD PARTNERS | ELAN WEALTH MANAGEMENT | DESERT SKY ADVISORS | DEAN ROSINI & JEFFREY LAZRAUS AT STEWARD PARTNERS | DAVIS EXECUTIVE WEALTH MANAGEMENT GROUP | DAVIS EXECUTIVE WEALTH MANAGEMENT AT STEWARD PARTNERS | COYLE FINANCIAL GROUP OF STEWARD PARTNERS | COYLE FINANCIAL GROUP | COVENANT WEALTH ADVISORS AT STEWARD PARTNERS | CORNERSTONE LEGACY WEALTH ADVISORS AT STEWARD PARTNERS | CONTINUUM PRIVATE WEALTH AT STEWARD PARTNERS | CONTINUUM PRIVATE WEALTH | CONSILIUM WEALTH MANAGEMENT | COASTAL 360 CAPITAL ADVISORS AT STEWARD PARTNERS | CLOVE HITCH ADVISORS OF STEWARD PARTNERS | CLARITY PRIVATE WEALTH SOLUTIONS AT STEWARD PARTNERS | CHURCH STREET WEALTH ADVISORS OF STEWARD PARTNERS | CARRIGG WEALTH MANAGEMENT GROUP | CARRIGG WEALTH ADVISORS OF STEWARD PARTNERS | CARRIGG WEALTH ADVISORS | BRIDGE STREET PRIVATE WEALTH MANAGEMENT OF STEWARD PARTNERS | BLUE WATER WEALTH MANAGEMENT AT STEWARD PARTNERS | BLUE WATER WEALTH MANAGEMENT | BLACK SWAN ASSET MANAGEMENT AT STEWARD PARTNERS | BARR WEALTH MANAGEMENT OF STEWARD PARTNERS | BARBERIS WEALTH MANAGEMENT OF STEWARD PARTNERS | AMY SACHS WEALTH MANAGEMENT GROUP AT STEWARD PARTNERS | ALLIANCE WEALTH PARTNERS AT STEWARD PARTNERS...
CRD#: 283004 / SEC#: 801-107426
RIA
Registered Investment Advisory firm - (3/16/2016 Approved)Loading...
Contact information
Main Address
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512
Mailing Address
Phone number
(866) 694-7769
Established
Firm type
Fiscal year end
# of Employees
591
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,475 |
| AUM (Assets Under Management) | $ 28,341,154,808 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/21/2025 | ||
| 11/27/2024 | ||
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Financial AdvisorCRD#: 283004TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
