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CF

Charles D. Fox

AVENUE RETIREMENT SERVICES
Prosper, TX
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CRD#: 4229030
CF

Professional summary


Charles Darren Fox, who also goes by Darren Fox, is a registered financial advisor currently at AVENUE RETIREMENT SERVICES located in Prosper, Texas.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Charles has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Darren Fox

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Charles Darren Fox's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 14, 2013 - Present

AVENUE RETIREMENT SERVICES

Office #2: 2831 Eldorado Parkway Suite 103 - 148, Frisco, TX 75034
RIA
CRD#: 165606
Prosper, TX
Past

August 23, 2000 - October 15, 2003

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(2/14/2013)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/30/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


AR
AVENUE RETIREMENT SERVICES
AVENUE RETIREMENT SERVICES | AVENUE RETIREMENT SERVICES, LLC

CRD#: 165606 / SEC#:

Texas
Registered Investment Advisory firm - (2/14/2013 Approved)
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Contact information


Main Address
Prosper, TX
Mailing Address
2831 Eldorado Parkway Suite 103 -148, Frisco, TX 75033
Phone number
(214) 705-2464
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts210
AUM (Assets Under Management)$ 21,100,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AVENUE RETIREMENT SERVICES

CRD#: 165606Prosper, TX

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