Robert L. Klingensmith

PBMARES WEALTH MANAGEMENT LLC

Williamsburg, VA 23188

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CRD#: 4228962

Professional summary

Robert Lewis Klingensmith, who also goes by Rob Klingensmith, is a registered financial advisor currently at PBMARES WEALTH MANAGEMENT LLC located in Williamsburg, Virginia.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Robert has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob Klingensmith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PBMARES, LLP, NOT INVESTMENT RELATED, 12150 MONUMENT DRIVE, #350, FAIRFAX, VA 22030, PARTNER, CONSULTING SERVICE LINE LEADER, 4/1/2020, 80 HOURS DEVOTED MONTHLY, 2 DURING SECURITY TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lewis Klingensmith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 8, 2016 - Present

PBMARES WEALTH MANAGEMENT LLC

Office #1: 4801 Courthouse Street Suite 128, Williamsburg, VA 23188

RIA

CRD#: 116218

Williamsburg, VA

Past

May 2, 2011 - October 31, 2014

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

ROCKVILLE, MD

Past

April 19, 2011 - October 31, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

ROCKVILLE, MD

Past

April 21, 2010 - April 5, 2011

HSBC SECURITIES (USA) INC.

CRD#: 19585

WASHINGTON, DC

Past

April 20, 2010 - April 5, 2011

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

WASHINGTON, DC

Past

October 5, 2006 - August 4, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MCLEAN, VA

Past

September 25, 2006 - August 4, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MCLEAN, VA

Past

November 22, 2004 - September 15, 2005

RMIN SECURITIES, INC.

CRD#: 47274

DENVER, CO

Past

December 17, 2003 - November 17, 2004

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

DENVER, CO

Past

December 17, 2003 - November 17, 2004

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

August 11, 2003 - December 17, 2003

RMIN SECURITIES, INC.

CRD#: 47274

DENVER, CO

Past

August 18, 2000 - August 19, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

DENVER, CO

Past

July 31, 2000 - August 19, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 31, 2000 - August 19, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PBMARES WEALTH MANAGEMENT LLC

FINANCIAL VISION LLC | WITT MARES FINANCIAL VISION, LLC | WITT MARES FINANCIAL VISION LLC | PBMARES WEALTH MANAGEMENT LLC

CRD#: 116218 / SEC#: 801-62425

RIA

Registered Investment Advisory firm - (10/21/2003 Approved)

Virginia

Registered Investment Advisory firm - (10/21/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(3/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/4/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/28/2000

General Securities Representative Examination

Current Firm

PBMARES WEALTH MANAGEMENT LLC

FINANCIAL VISION LLC | WITT MARES FINANCIAL VISION, LLC | WITT MARES FINANCIAL VISION LLC | PBMARES WEALTH MANAGEMENT LLC

CRD#: 116218 / SEC#: 801-62425

RIA

Registered Investment Advisory firm - (10/21/2003 Approved)

Virginia

Registered Investment Advisory firm - (10/21/2003 Terminated)

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Contact information

Main Address

4801 Courthouse Street Suite 128, Williamsburg, VA 23188

Mailing Address

Phone number

(757) 229-7180

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PBMARES WEALTH MANAGEMENT FORM ADV PART 2A (3/4/2025)

Regulatory assets under management

Total Number of Accounts	2,685
AUM (Assets Under Management)	$ 1,302,024,713

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/20/2025	Cover Page	Report
09/24/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert L. Klingensmith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lewis Klingensmith's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

RMIN SECURITIES, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

RMIN SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PBMARES WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/4/2000

SIE

Date: 10/31/2014

Series 7

Date: 7/28/2000

Current Firm

PBMARES WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PBMARES WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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