David S. Shapiro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Samuel Shapiro was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2002. David had worked at 3 firms and has passed the Series 65, Series 63, Series 87, Series 86, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2012 - July 8, 2026
VANSHAP CAPITAL, LLC
April 28, 2011 - February 22, 2012
AEGIS FINANCIAL CORPORATION
November 7, 2002 - September 30, 2011
BGB SECURITIES, INC.
Primary Firm SEC Registration
VANSHAP CAPITAL, LLC
CRD#: 162206 / SEC#: 801-78384
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANSHAP CAPITAL, LLC
CRD#: 162206 / SEC#: 801-78384
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 85,300,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
