Jonathan A. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Allen Evans was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2000. Jonathan had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2015 - September 23, 2024
H I MANAGEMENT SERVICES INC.
October 2, 2013 - July 14, 2014
SCOTTRADE, INC.
October 11, 2012 - August 6, 2013
UBS FINANCIAL SERVICES INC.
September 12, 2012 - August 6, 2013
UBS FINANCIAL SERVICES INC.
December 20, 2005 - September 9, 2008
FIFTH THIRD SECURITIES, INC.
December 6, 2005 - September 9, 2008
FIFTH THIRD SECURITIES, INC.
March 14, 2002 - November 2, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 18, 2000 - November 2, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
H I MANAGEMENT SERVICES INC.
CRD#: 152551 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 6,540,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
