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JC

John M. Carr

ALLSPRING FUNDS MANAGEMENT
Charlotte, NC
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CRD#: 4228354
JC

Professional summary


John Moore Carr, CFA is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Charlotte, North Carolina and ALLSPRING FUNDS DISTRIBUTOR, LLC located in Charlotte, North Carolina.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. John has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
07/01/2014-Charlotte Firefighter's Retirement System www.charlottefireretire.com I serve as a public fund Trustee for the Charlotte Firefighters' Retirement System. I joined the Board in July 2014 and serve as Vice Chair of the Board and Chair of the Investment Committee. I volunteer my time to serve in this position and I receive no compensation for my service. To fulfill my fiduciary duty, I would not be allowed to solicit any business with the Charlotte Firefighters' Retirement System on behalf of Allspring. My responsibilities as Chair of the Investment Committee include the following: ? Oversee the Retirement System's investment program, ensuring compliance with the Investment Policy, including approval of Fund transactions. ? Monitor the System's funding program. Identify key risk areas and devise methods or metrics for monitoring associated experience development. ? Recommend strategies as required to respond to an over- or under-funded conditions or threats to the System's financial soundness. ? Review and recommend changes to the Investment Policy, actuarial assumptions (both economic and demographic), and special studies (asset-liability study, actuarial experience study). ? Conduct investment manager searches, as needed. Review all investment-related fees incurred by the System. ? Monitor performance of the individual investment managers in accordance with the Investment Policy. Evaluate the performance of the Fund quarterly based on return comparisons of relative and absolute return objectives. From a time commitment standpoint, the Investment Committee meets on the third Thursday of every month from 8am-10am. The Board meets on the fourth Thursday of the month following each quarter from 8am-10am. My Allspring work duties and commitments would take priority over any of my outside Board activity. Aprox 8 hours per quarter spent on these duties.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view John Moore Carr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Experience


Current

October 22, 2024 - Present

ALLSPRING FUNDS MANAGEMENT, LLC

Office #2: 1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203
RIA
CRD#: 110841
Charlotte, NC
Current

June 23, 2025 - Present

ALLSPRING FUNDS DISTRIBUTOR, LLC

Office #1: 1415 Vantage Park Drive, Charlotte, NC 28203
BD
CRD#: 133366
Charlotte, NC
Past

March 27, 2012 - July 5, 2023

WEDGE CAPITAL MANAGEMENT LLP

RIA
CRD#: 106234
CHARLOTTE, NC
Past

July 15, 2005 - January 28, 2006

AT INVESTOR SERVICES, INC.

BD
CRD#: 47837
NEW YORK, NY
Past

December 7, 2004 - July 15, 2005

GPC SECURITIES, INC.

BD
CRD#: 14007
ATLANTA, GA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA
Registered Investment Advisory firm - (12/22/2000 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/22/2025)
RR
Alaska
(9/22/2025)
RR
Arizona
(9/22/2025)
RR
Arkansas
(9/22/2025)
RR
California
(9/22/2025)
RR
Colorado
(6/24/2025)
RR
Connecticut
(6/25/2025)
RR
Delaware
(9/22/2025)
RR
District of Columbia
(6/24/2025)
RR
Florida
(6/24/2025)
RR
Georgia
(9/22/2025)
RR
Hawaii
(9/22/2025)
RR
Idaho
(6/24/2025)
RR
Illinois
(9/22/2025)
RR
Indiana
(9/22/2025)
RR
Iowa
(9/22/2025)
RR
Kansas
(9/22/2025)
RR
Kentucky
(9/22/2025)
RR
Louisiana
(6/24/2025)
RR
Maine
(9/22/2025)
RR
Maryland
(6/24/2025)
RR
Massachusetts
(9/22/2025)
RR
Michigan
(9/22/2025)
RR
Minnesota
(9/22/2025)
RR
Mississippi
(9/22/2025)
RR
Missouri
(9/22/2025)
RR
Montana
(9/22/2025)
RR
Nebraska
(9/22/2025)
RR
Nevada
(9/22/2025)
RR
New Hampshire
(9/22/2025)
RR
New Jersey
(9/22/2025)
RR
New Mexico
(9/22/2025)
RR
New York
(9/22/2025)
IAR
North Carolina
(10/22/2024)
RR
North Carolina
(9/22/2025)
RR
North Dakota
(9/22/2025)
RR
Ohio
(9/22/2025)
RR
Oklahoma
(9/22/2025)
RR
Oregon
(9/22/2025)
RR
Pennsylvania
(9/22/2025)
RR
Puerto Rico
(6/24/2025)
RR
Rhode Island
(9/22/2025)
RR
South Carolina
(9/22/2025)
RR
South Dakota
(9/22/2025)
RR
Tennessee
(9/22/2025)
RR
Texas
(9/22/2025)
RR
Utah
(9/22/2025)
RR
Vermont
(9/22/2025)
RR
Virgin Islands
(9/22/2025)
RR
Virginia
(9/22/2025)
RR
Washington
(9/22/2025)
RR
West Virginia
(9/22/2025)
RR
Wisconsin
(9/22/2025)
RR
Wyoming
(9/22/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 9/20/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/23/2025
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA
Registered Investment Advisory firm - (12/22/2000 Approved)
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Contact information


Main Address
1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203
Mailing Address
Phone number
(833) 568-4255
Established
Firm type
Fiscal year end
# of Employees
519

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFM MARCH 24, 2025 2A BROCHURE (3/24/2025)

Regulatory assets under management


Total Number of Accounts12,065
AUM (Assets Under Management)$ 318,037,012,784

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALLSPRING FUNDS MANAGEMENT, LLC

CRD#: 110841Charlotte, NC

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