Stephen E. Myers
Professional summary
Stephen Edward Myers, AIF®, who also goes by Stephen E Myers Sr., Stephen E Myers, Stephen Edward Myers Sr, Steve Myers, Stephen Edward Myers Sr, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Harrisburg, Pennsylvania.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Stephen has worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Edward Myers's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2021 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 4309 Linglestown Rd Ste 109, Harrisburg, PA 17112October 12, 2018 - June 26, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 12, 2018 - June 26, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 12, 2017 - October 8, 2018
OSAIC FA, INC.
February 13, 2017 - October 8, 2018
OSAIC FA, INC.
November 23, 2015 - February 28, 2017
HORNOR, TOWNSEND & KENT, LLC
February 9, 2015 - November 24, 2015
MSI FINANCIAL SERVICES, INC.
January 31, 2014 - February 24, 2015
PATRICK CAPITAL MARKETS, LLC
September 15, 2011 - July 2, 2013
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 5, 2008 - July 15, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
May 2, 2005 - January 29, 2008
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
December 11, 2004 - April 12, 2005
METLIFE INVESTORS DISTRIBUTION COMPANY
March 21, 2002 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
August 24, 2000 - March 12, 2002
GLOBAL ATLANTIC DISTRIBUTORS, LLC
Primary Firm SEC Registration
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/3/2021)
(11/1/2023)
Exams
Series 7TO
Date: 3/18/2024
General Securities Representative ExaminationSeries 6TO
Date: 3/18/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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