Devin L. Wicker
Professional summary
Devin Lamarr Wicker was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Devin is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Devin had worked at 5 firms, which includes COHEN & COMPANY SECURITIES LLC, TRIBAL CAPITAL MARKETS LLC, BONWICK CAPITAL PARTNERS LLC, ODEON CAPITAL GROUP LLC, GOLDMAN SACHS & CO. LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2017 - September 20, 2018
COHEN & COMPANY SECURITIES, LLC
July 1, 2016 - May 30, 2017
TRIBAL CAPITAL MARKETS, LLC
June 14, 2012 - December 22, 2016
BONWICK CAPITAL PARTNERS, LLC
September 15, 2010 - June 18, 2012
ODEON CAPITAL GROUP LLC
October 24, 2000 - March 30, 2010
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 5/25/2011
Limited Representative-Equity Trader ExamCurrent Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
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