Perry E. Shropshire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Perry Eugene Shropshire was a registered financial professional .
Perry is a previously registered financial professional and started their career in finance in 1968. Perry had worked at 7 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 1979 - May 30, 1980
G. WEEKS & CO., INC.
April 13, 1978 - April 11, 1979
TRANSAMERICAN SECURITIES, INC.
August 9, 1977 - October 2, 1977
HANAUER, STERN & COMPANY,INCORPORATED
January 27, 1977 - July 3, 1977
WINTERS & COMPANY, INC.
August 15, 1975 - January 6, 1976
ALL AMERICAN MANAGEMENT CORPORATION
October 31, 1974 - October 21, 1975
PW SECURITIES, INC.
March 11, 1968 - December 11, 1974
INTERNATIONAL SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/13/1967
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
