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EH

Enrique Hernandez

INDEPENDENT WEALTH NETWORK
El Paso, TX 79925
Some features on this profile are disabled
CRD#: 4228132
EH

Professional summary

Enrique Hernandez Jr, who also goes by Enrique Hernandez Jr, Henry Hernandez, Kiki Hernandez, Enrique Hernandez, is a registered financial advisor currently at INDEPENDENT WEALTH NETWORK, INC. located in El Paso, Texas and EMERSON EQUITY LLC located in El Paso, Texas.

Enrique is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Enrique has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Enrique Hernandez Jr | Henry Hernandez | Kiki Hernandez | Enrique Hernandez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Enrique Hernandez Jr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 18, 2017 - Present

INDEPENDENT WEALTH NETWORK, INC.

Office #1: Preferred Wealth Management Llc 5959 Gateway West # 367, El Paso, TX 79925
RIA
CRD#: 286262
El Paso, TX
Current

February 2, 2024 - Present

EMERSON EQUITY LLC

Office #1: 5959 Gateway West Blvd Suite 367, El Paso, TX 79925
RIA
BD
CRD#: 130032
El Paso, TX
Past

October 12, 2017 - December 31, 2023

INTEGRITY ALLIANCE, LLC.

BD
CRD#: 139627
El Paso, TX
Past

January 6, 2015 - September 29, 2017

INVESTMENT ADVISORS CORP

RIA
CRD#: 117531
EL PASO, TX
Past

January 6, 2015 - September 11, 2017

BROKER DEALER FINANCIAL SERVICES CORP.

BD
CRD#: 8073
EL PASO, TX
Past

August 17, 2009 - December 31, 2014

CENTAURUS FINANCIAL, INC.

RIA
CRD#: 30833
EL PASO, TX
Past

August 17, 2009 - December 31, 2014

CENTAURUS FINANCIAL, INC.

BD
CRD#: 30833
EL PASO, TX
Past

January 1, 2001 - August 18, 2009

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
EL PASO, TX
Past

November 10, 2000 - August 18, 2009

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
EL PASO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | ROSS CAPITAL MARKETS | PRINCIPLED WEALTH MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | GILCHRIST WEALTH MANAGEMENT | EVERGREEN FINANCIAL GROUP | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | DEK WEALTH | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS

CRD#: 286262 / SEC#: 801-110559

RIA
Registered Investment Advisory firm - (6/1/2017 Approved)
Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Arkansas
(4/25/2024)
RR
California
(2/2/2024)
IAR
Florida
(3/19/2020)
RR
Florida
(2/2/2024)
IAR
New Mexico
(8/1/2019)
RR
New Mexico
(2/2/2024)
RR
Tennessee
(9/12/2025)
IAR
Texas
(10/18/2017)
RR
Texas
(2/2/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/29/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/9/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | ROSS CAPITAL MARKETS | PRINCIPLED WEALTH MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | GILCHRIST WEALTH MANAGEMENT | EVERGREEN FINANCIAL GROUP | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | DEK WEALTH | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS

CRD#: 286262 / SEC#: 801-110559

RIA
Registered Investment Advisory firm - (6/1/2017 Approved)
Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)
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Contact information

Main Address
2350 Nw 128th St, Urbandale, IA 50323
Mailing Address
Phone number
(515) 461-5123
Established
Firm type
Fiscal year end
# of Employees
25

SEC notice filing (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

250106 ADV 2A (1/6/2025)

Regulatory assets under management

Total Number of Accounts2,626
AUM (Assets Under Management)$ 422,577,169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INDEPENDENT WEALTH NETWORK, INC.

CRD#: 286262El Paso, TX 79925

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