EH
Enrique Hernandez
INDEPENDENT WEALTH NETWORK
El Paso, TX 79925
Some features on this profile are disabled
CRD#: 4228132
EH
Professional summary
Enrique Hernandez Jr, who also goes by Enrique Hernandez Jr, Henry Hernandez, Kiki Hernandez, Enrique Hernandez, is a registered financial advisor currently at INDEPENDENT WEALTH NETWORK, INC. located in El Paso, Texas and EMERSON EQUITY LLC located in El Paso, Texas.
Enrique is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Enrique has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Enrique Hernandez Jr | Henry Hernandez | Kiki Hernandez | Enrique Hernandez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)TRANSAMERICA LIFE INSURANCE CO.-INVESTMENT RELATED, 7400 VISCOUNT BLVD., STE 238 EL PASO, TX 79925, TERM LIFE INSURANCE, INSURANCE BROKER, SOLICIT TERM LIFE WHEN ASKED FOR., 1 HR PER MONTH, ZERO HOURS DURING SECURITIES TRADING HOURS, 2010. 2)PREFERRED WEALTH MANAGEMENT-INVESTMENT RELATED, 1202 EAST MARYLAND AVE., STE 1-J PHOENIX, AZ 85014, dba USED TO MARKET ADVISORY SERVICES THROUGH INDEPENDENT WEALTH MANAGEMENT, FINANCIAL PROFESSIONAL, MARKETING OF RIA BUSINESS, 20-40 HRS A MONTH, 2-4 HRS DAILY DURING SECURITIES TRADING HRS, 10/2017 3)MIDLAND NATIONAL LIFE INS.- INVESTMENT RELATED, ONE SAMMONS PLAZA, SIOUX FALLS, SD 57193, TERM LIFE INSURANCE, BROKER, SELL TERM INSURANCE, 1 HR MONTHLY, 0 HRS DURING SECURITIES TRADING HOUR, 02/2022 4)GUARDIAN LIFE INSURANCE CO-INVESTMENT RELATED, 901 S. MOPAC EXPRESSWAY, BARTON OAKS IV, AUSTIN, TX 78746, WHOLE LIFE INSURANCE, LONG TERM DISABILITY AND TERM LIFE INSURANCE, INSURANCE BROKER, SOLICIT WHOLE LIFE, OR LONG TERM DISABILITY FOR WHITE COLLAR PROFESSIONALS, 5 HRS A MONTH, 15-20 MINUTES A QUARTER, 10/2009 5)FARRAL & BLACKWELL AGENCY(FMO)-INVESTMENT RELATED, 7400 VISCOUNT BLVD., STE 238 EL PASO TX 79925, LOCAL FMO FOR INDIVIDUAL HEALTH, SMALL AND LARGE GROUP HEALTH, TERM LIFE INS. F.I.A'S, FIXED ANNUITITES, IL AND TERM LIFE. BROKER/AGENT, SELLING HEALTH, TERM LIFE, FIXED ANNUITIES AND TERM LIFE INSURANCE, 2 HRS A MNTH, 0 HRS DURING SECURITIES TRADING HOURS, 01/2001 6)BLUE CROSS BLUE SHIELD OF TX-INVESTMENT RELATED, 1001 E. LOOKOUT DRIVE RICHARDSON, TX 75082, HEALTH INSURANCE, BROKER, SELLING SMALL, LARGE GROUP AND INDIVIDUAL HEALTH INSURANCE, 2-5 HRS A MONTH, 1-2 HRS DURING SECURITIES TRADING HOURS, 2008. 7)APA-CIA LLC-INVESTMENT RELATED, 1960 SEPTIEMBRE DRIVE, EL PASO, TX 79935, LLC FORMED WITH BROTHER TO MANAGE CHILDHOOD HOME AS RENTAL PROPERTY, PARTNER/OWNER, RENTING CHILDHOOD HOME TO A MEDICARE COMPANY FOR A 5 YEAR PERIOD, 1-2 HRS MONTHLY, 0 HRS DURING SECURITIES TRADING HOURS, 12/2023. 8)AFLAC SUPPLEMENTAL HEALTH INSURANCE-INVESTMENT RELATED, REGIONAL OFFICE: 595 GATEWAY BLVD., STE 620 EL PASO, TX 79925, SUPPLEMENTAL HEALTH, CANCER, SHORT TERM DISABILITY, ACCIDENT AND HOSPITALIZATION, BROKER, SOLICIT SUPPLEMENTAL HEALTH INSURANCE PRODUCTS, CANCER, SHORT TERM DISABILITY, ACCIDENT AND HOSPITALIZATION, 1 HR, 0 HRS DURING SECURITIES TRADING HOURS. 10/2008 9)AETNA HEALTH INS.-INVESTMENT RELATED, 151 FARMINGTON AVE., HARTFORD, CT 06156, SMALL AND LARGE GROUP HEALTH INSURANCE, BROKER, SOLICIT SMALL AND LARGE HEALTH INSURANCE GROUPS, 1 HOUR MONTHLY, 0 HOURS DURING SECURITIES TRADING HOURS, 2007 10)PREFERRED FINANCIAL GROUP-INVESTMENT RELATED, 1202 EAST MARYLAND AVE., STE 1-J, PHOENIX, AZ 85014, PREFERRED FINANCIAL GROUP IS A DBA FOR MARKETING BROKER DEALER PRODUCTS AND SERVICES., FINANCIAL PROFESSIONAL, 1-3 HRS A MONTH, 1-3 HRS A MONTH DURING SECURITIES TRADING HOURS, 09/2009. 11)INDEPENDENT WEALTH NETWORK-INVESTMENT RELATED, 2350 NW 128TH ST., URBANDALE, IA 50323, REGISTERED INVESTMENT ADVISOR, INVESTMENT ADVISORY REPRESENTATIVE, FEE-BASED ADVISORY SERVICES, 5-10 HRS WEEKLY, 5-10 HRS PER WEEK DURING SECURITIES TRADING HOURS, 10/2017
CRS (Client Relationship Summary) - RIA
Click below to view Enrique Hernandez Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2017 - Present
INDEPENDENT WEALTH NETWORK, INC.
Office #1: Preferred Wealth Management Llc 5959 Gateway West # 367, El Paso, TX 79925RIA
CRD#: 286262
El Paso, TX
Current
February 2, 2024 - Present
EMERSON EQUITY LLC
Office #1: 5959 Gateway West Blvd Suite 367, El Paso, TX 79925RIA
BD
CRD#: 130032
El Paso, TX
Past
October 12, 2017 - December 31, 2023
INTEGRITY ALLIANCE, LLC.
BD
CRD#: 139627
El Paso, TX
Past
January 6, 2015 - September 29, 2017
INVESTMENT ADVISORS CORP
RIA
CRD#: 117531
EL PASO, TX
Past
January 6, 2015 - September 11, 2017
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
EL PASO, TX
Past
August 17, 2009 - December 31, 2014
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
EL PASO, TX
Past
August 17, 2009 - December 31, 2014
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
EL PASO, TX
Past
January 1, 2001 - August 18, 2009
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
EL PASO, TX
Past
November 10, 2000 - August 18, 2009
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
EL PASO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | HOLT ADVISORY GROUP | GILCHRIST WEALTH MANAGEMENT | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
CRD#: 286262 / SEC#: 801-110559
RIA
Registered Investment Advisory firm - (6/1/2017 Approved)Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arkansas(4/25/2024)
RR
California(2/2/2024)
IAR
Florida(3/19/2020)
RR
Florida(2/2/2024)
IAR
New Mexico(8/1/2019)
RR
New Mexico(2/2/2024)
RR
Tennessee(9/12/2025)
IAR
Texas(10/18/2017)
RR
Texas(2/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | HOLT ADVISORY GROUP | GILCHRIST WEALTH MANAGEMENT | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
CRD#: 286262 / SEC#: 801-110559
RIA
Registered Investment Advisory firm - (6/1/2017 Approved)Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2350 Nw 128th St, Urbandale, IA 50323
Mailing Address
Phone number
(515) 461-5123
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,626 |
| AUM (Assets Under Management) | $ 422,577,169 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
