Santiago A. Trigo
Professional summary
Santiago Alejandro Trigo is a registered financial professional currently at KEMA PARTNERS LLC located in Mill Valley, California.
Santiago is registered as a RR (Registered Representative) and started their career in finance in 2001. Santiago has worked at 4 firms and has passed the Series 63, SIE, Series 7TO, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Santiago Alejandro Trigo's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2023 - Present
KEMA PARTNERS LLC
Office #1: 309 Laverne Ave., Mill Valley, CA 94941March 2, 2015 - March 28, 2017
DEUTSCHE BANK SECURITIES INC.
October 1, 2008 - April 24, 2013
J.P. MORGAN SECURITIES LLC
June 19, 2001 - October 1, 2008
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/2024)
(10/31/2023)
Exams
Series 7TO
Date: 6/30/2023
General Securities Representative ExaminationFINRA
Current Firm
KEMA PARTNERS LLC
CRD#: 143752 / SEC#: , 8-67600
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANN, HOWARD WHEELER III | MANAGING PARTNER, CFO, FINOP | |
| CANN, PETER TAYLOR | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 4543062 |
| CANN, MICHAEL GRANT | PARTNER |
Red Flags
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Company Information
KEMA PARTNERS LLC
CRD#: 143752Mill Valley, CA 94941TRUST BUT VERIFY
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