MP
Martin E. Peters
CENTAURUS FINANCIAL
Grosse Pointe Woods, MI 48236
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CRD#: 4228032
MP
Professional summary
Martin Edward Peters is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Grosse Pointe Woods, Michigan.
Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Martin has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. THE PETERS FINANCIAL GROUP RX, NON-INVESTMENT, 6912 MAIN STREET, CASEVILLE, MI 48725, TAX AND ACCOUNTING SERVICES, OWNER, SINCE 8/1/2015, DEVOTED TIME IS 10 HRS A MONTH. CPA, MARTIN E. PETERS P.C., 20227 MACK AVE., GROSSE POINTE, MI 48236. NON INVESTMENT RELATED SINCE 01/1981 & I SPEND APPROX. 30 HOURS PER MONTH ON THIS ACTIVITY. TAX AND ACCOUNTING.
CRS (Client Relationship Summary) - RIA
Click below to view Martin Edward Peters's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Martin Edward Peters's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 29, 2010 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 19658 Mack Avenue, Grosse Pointe Woods, MI 48236RIA
BD
CRD#: 30833
Grosse Pointe Woods, MI
Current
January 7, 2008 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 19658 Mack Avenue, Grosse Pointe Woods, MI 48236RIA
BD
CRD#: 30833
Grosse Pointe Woods, MI
Past
November 1, 2005 - December 31, 2007
WRP INVESTMENTS, INC.
BD
CRD#: 7365
GROSS POINTE, MI
Past
January 4, 2005 - November 3, 2005
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
July 28, 2004 - January 5, 2005
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
August 20, 2003 - June 23, 2004
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
August 3, 2000 - August 1, 2003
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(5/31/2024)
IAR
Colorado(5/31/2024)
RR
Florida(7/23/2020)
IAR
Florida(7/23/2020)
RR
Idaho(6/7/2024)
IAR
Idaho(6/7/2024)
RR
Iowa(6/9/2014)
IAR
Iowa(2/22/2017)
RR
Michigan(1/9/2008)
IAR
Michigan(10/29/2010)
RR
North Carolina(10/3/2017)
IAR
North Carolina(1/6/2022)
RR
Tennessee(1/12/2023)
RR
Vermont(6/11/2021)
IAR
Vermont(6/11/2021)
RR
Virginia(2/11/2020)
IAR
Virginia(2/11/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
