James L. Foresman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Luther Foresman was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2001. James had worked at 5 firms and has passed the Series 66, Series 3, Series 7, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2010 - December 31, 2012
ADVISOR INVESTMENT SERVICES, INC.
November 14, 2006 - April 22, 2009
AMERICAN SECURITIES GROUP, INC.
December 10, 2003 - April 22, 2009
AMERICAN SECURITIES GROUP, INC.
June 16, 2003 - December 4, 2003
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
June 21, 2002 - June 3, 2003
WELLS FARGO CLEARING SERVICES, LLC
June 15, 2002 - June 3, 2003
WELLS FARGO CLEARING SERVICES, LLC
January 28, 2002 - June 21, 2002
WACHOVIA SECURITIES, INC.
June 11, 2001 - June 15, 2002
WACHOVIA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ADVISOR INVESTMENT SERVICES, INC.
CRD#: 152554 / SEC#:
Contact information
Red Flags
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