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Byron L. Fields
SHOREBIRD CAPITAL, LP
AUSTIN, TX 78746
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CRD#: 4227890
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Professional summary
Byron Lucien Fields is a registered financial advisor currently at SHOREBIRD CAPITAL, LP located in Austin, Texas and TITLEIST ASSET MANAGEMENT, LLC located in Austin, Texas.
Byron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Byron has worked at 8 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Palmetto Holdings - 2301 South Capital of Texas Highway, Suite J-101, Austin, Texas 78746. Activity began in 10/2016 and is non-investment related. Spend approximately one hour/month and zero hours during trading hours. Palmetto acts as the holding company for a building. I hold a limited partner interest in this activity. Shorebird Capital GP, LP - 777 E. Sonterra Blvd., Ste. 330, San Antonio, Texas 78258. Anticipate 11/2016 start date. Investment related. Member of the General Partner to Shorebird Capital, LP., a limited partnership and investment manager to Shorebird Ibis Fund, LP. Portfolio Manager to the fund. Spend approximately sixty hours/month to the activity and forty hours/month during securities trading hours. Titleisit Capital, LLC Broker Dealer Managing Partner Since 01/2003 Investment Related Titleist Asset Management, LLC Investment Adviser Managing Partner Since 08/2022 Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Byron Lucien Fields's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2022 - Present
SHOREBIRD CAPITAL, LP
Office #1: 2301 S Capital Of Texas Hwy Suite J-101, Austin, TX 78746RIA
CRD#: 285437
AUSTIN, TX
Current
April 17, 2023 - Present
TITLEIST ASSET MANAGEMENT, LLC
Office #1: 2301 S Capital Of Texas Hwy Suite J-101, Austin, TX 78746RIA
CRD#: 323567
AUSTIN, TX
Current
August 26, 2003 - Present
TITLEIST CAPITAL, LLC
Office #1: 2301 S Capital Of Texas Hwy., Suite J-101, Austin, TX 78746Office #2: 777 E. Sonterra Boulevard, Suite 330, San Antonio, TX 78258BD
CRD#: 126136
Austin, TX
Past
November 3, 2016 - December 31, 2021
SHOREBIRD CAPITAL, LP
RIA
CRD#: 285437
SAN ANTONIO, TX
Past
January 8, 2009 - January 10, 2012
ARGENTUS SECURITIES, LLC
BD
CRD#: 45915
AUSTIN, TX
Past
August 31, 2006 - December 31, 2008
AWM SERVICES, LLC
BD
CRD#: 6439
HOUSTON, TX
Past
July 30, 2003 - August 8, 2023
TITLEIST CAPITAL, LLC
RIA
CRD#: 126136
ROSARIO,
Past
November 2, 2000 - April 15, 2003
CYBERTRADER, INC.
BD
CRD#: 44523
AUSTIN, TX
Past
July 24, 2000 - October 23, 2000
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 24, 2000 - October 23, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TITLEIST ASSET MANAGEMENT, LLC
BLUM AND WHITE WEALTH MANGEMENT, LLC | VISION BASED PLANNING, LLC | TITLEIST WEALTH MANAGEMENT, LLC | TITLEIST ASSET MANAGEMENT, LLC | R JUDD WEALTH MANAGEMENT, LLC | PARAGON PRIVATE WEALTH GROUP LLC | MOSAIC FINANCIAL ADVISERS, LLC | MAY CAPITAL, LLC | KEYSTONE WEALTH MANAGEMENT, LLC | HIGHPOINT WEALTH ADVISORS | ENSEMBLE FINANCIAL, INC. | CONCIERGE WEALTH | BRADY WEALTH MANAGEMENT
CRD#: 323567 / SEC#: 801-126953
RIA
Registered Investment Advisory firm - (11/25/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(5/14/2012)
RR
Texas(7/30/2003)
IAR
Texas(3/25/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TITLEIST ASSET MANAGEMENT, LLC
BLUM AND WHITE WEALTH MANGEMENT, LLC | VISION BASED PLANNING, LLC | TITLEIST WEALTH MANAGEMENT, LLC | TITLEIST ASSET MANAGEMENT, LLC | R JUDD WEALTH MANAGEMENT, LLC | PARAGON PRIVATE WEALTH GROUP LLC | MOSAIC FINANCIAL ADVISERS, LLC | MAY CAPITAL, LLC | KEYSTONE WEALTH MANAGEMENT, LLC | HIGHPOINT WEALTH ADVISORS | ENSEMBLE FINANCIAL, INC. | CONCIERGE WEALTH | BRADY WEALTH MANAGEMENT
CRD#: 323567 / SEC#: 801-126953
RIA
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Contact information
Main Address
777 E. Sonterra Blvd., Suite 330, San Antonio, TX 78258
Mailing Address
Phone number
(210) 826-2424
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,813 |
| AUM (Assets Under Management) | $ 2,430,293,058 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
