Michael P. Stanton

ALPINE PRIVATE WEALTH

Santa Rosa Beach, FL 32459

Some features on this profile are disabled

CRD#: 4227834

Professional summary

Michael Philip Stanton, CFP®, who also goes by Mike Stanton, is a registered financial advisor currently at ALPINE PRIVATE WEALTH located in Santa Rosa Beach, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Stanton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Alpine Private Capital, LLC; Investment Related Business; Santa Rosa Beach, FL; Registered Investment Advisor; Managing Director, high net worth client management; 40 hours devoted to this business all occur during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Philip Stanton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

February 15, 2017 - Present

ALPINE PRIVATE WEALTH

Office #1: 6295 Us Highway 98 Suite 300, Santa Rosa Beach, FL 32459

RIA

CRD#: 286072

Santa Rosa Beach, FL

Past

December 23, 2014 - December 31, 2023

IMST DISTRIBUTORS, LLC

CRD#: 130745

Santa Rosa Beach, FL

Past

August 5, 2014 - January 31, 2017

ACR ALPINE CAPITAL RESEARCH, LLC

RIA

CRD#: 110933

ST. LOUIS, MO

Past

October 29, 2010 - May 15, 2012

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

CLAYTON, MO

Past

October 29, 2010 - May 22, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

CLAYTON, MO

Past

October 23, 2009 - October 29, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ST. LOUIS, MO

Past

October 23, 2009 - October 29, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ST. LOUIS, MO

Past

September 7, 2004 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

ST. LOUIS, MO

Past

September 7, 2004 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

ST. LOUIS, MO

Past

December 2, 2003 - September 16, 2004

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

LADUE, MO

Past

April 16, 2001 - September 16, 2004

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

January 29, 2001 - March 27, 2001

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPINE PRIVATE WEALTH

ALPINE PRIVATE CAPITAL | ALPINE PRIVATE WEALTH | ALPINE PRIVATE CAPITAL, LLC

CRD#: 286072 / SEC#: 801-108952

RIA

Registered Investment Advisory firm - (1/17/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/3/2021)

IAR

Missouri
(6/29/2017)

IAR

Texas
(2/15/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/20/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/22/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/2/2000

General Securities Representative Examination

Current Firm

ALPINE PRIVATE WEALTH

ALPINE PRIVATE CAPITAL | ALPINE PRIVATE WEALTH | ALPINE PRIVATE CAPITAL, LLC

CRD#: 286072 / SEC#: 801-108952

RIA

Registered Investment Advisory firm - (1/17/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

190 Carondelet Plaza Suite 1300, Saint Louis, MO 63105

Mailing Address

Phone number

(314) 932-1010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APW ADV PART 2A FINAL MARCH 2025 (3/14/2025)

Regulatory assets under management

Total Number of Accounts	279
AUM (Assets Under Management)	$ 1,226,919,954

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jeremiah Nolen

NEXT PHASE ADVISORS

IAR

Cullman, AL

Ronald Smith

H.S. FINANCIAL, INC.

IAR

LA JOLLA, CA

Cathy Cash

MORTON WEALTH

IAR

Santa Barbara, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael P. Stanton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Philip Stanton's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMST DISTRIBUTORS, LLC

ACR ALPINE CAPITAL RESEARCH, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

EDWARD JONES

Primary Firm SEC Registration

ALPINE PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 10/20/2003

Series 63

Date: 1/22/2001

SIE

Date: 10/1/2018

Series 7

Date: 8/2/2000

Current Firm

ALPINE PRIVATE WEALTH

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPINE PRIVATE WEALTH

TRUST BUT VERIFY

Similar Advisors