EM
Elizabeth R. Mccaffrey
U.S. BANCORP ADVISORS
Clovis, CA 93612
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CRD#: 4227830
EM
Elizabeth Ruth MccaffreyU.S. BANCORP ADVISORS
Professional summary
Elizabeth Ruth Mccaffrey, who also goes by Elizabeth R Corneliuson, Elizabeth Ruth Corneliuson, is a registered financial advisor currently at U.S. BANCORP ADVISORS, LLC located in Clovis, California.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Elizabeth has worked at 4 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Aliases
Elizabeth R Corneliuson | Elizabeth Ruth Corneliuson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Capital Waypoint Address: 5200 N Palm Ave Ste 301, Fresno, CA, 93704-2227, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/08/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: I will work with individuals, families and businesses to provide comprehensive wealth management solutions utilizing a custom wealth management roadmap that consists of five steps. These steps will create a clear path for each client to achieve their goals and objectives. I will also work on continuing to build and market our business.
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Ruth Mccaffrey's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Elizabeth Ruth Mccaffrey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 24, 2026 - Present
U.S. BANCORP ADVISORS, LLC
Office #1: 840 E Herndon Ave, Clovis, CA 93612Office #2: 190 W Durian St, Coalinga, CA 93210Office #3: 201 N D St, Madera, CA 93638Office #4: 2110 High St, Selma, CA 93662Office #5: 1458 Kern St, Fresno, CA 93706Office #6: 229 N Main, Porterville, CA 93257RIA
BD
CRD#: 14455
Clovis, CA
Current
July 23, 2026 - Present
U.S. BANCORP ADVISORS, LLC
Office #1: 840 E Herndon Ave, Clovis, CA 93612Office #2: 190 W Durian St, Coalinga, CA 93210Office #3: 201 N D St, Madera, CA 93638Office #4: 2110 High St, Selma, CA 93662Office #5: 1458 Kern St, Fresno, CA 93706Office #6: 229 N Main, Porterville, CA 93257RIA
BD
CRD#: 14455
Clovis, CA
Past
June 4, 2024 - June 30, 2026
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Fresno, CA
Past
April 10, 2024 - June 30, 2026
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Fresno, CA
Past
December 16, 2005 - May 18, 2007
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
FRESNO, CA
Past
October 28, 2005 - May 18, 2007
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
FRESNO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UB
U.S. BANCORP ADVISORS, LLC
MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/23/2026)
IAR
California(7/24/2026)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/10/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UB
U.S. BANCORP ADVISORS, LLC
MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
800 N Brand Blvd. 16th Floor Ep-mn-n2wc, Saint Paul, MN, 55107
Mailing Address
800 N Brand Blvd. 16th Floor, Glendale, CA, 91203
Phone number
(800) 634-1100
Established
Delaware since 06/28/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
244
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BANCORP | SOLE MEMBER | |
| BEJASA, EILEEN | SENIOR VICE PRESIDENT AND MANAGING DIRECTOR, BROKER-DEALER OPERATIONS | 7002808 |
| CANEVA, DANIEL CESAR | SVP CHIEF OPERATIONS OFFICER | 1686099 |
| CLARK, SHANNON KEITH | CHIEF FINANCIAL OFFICER | 5829700 |
| ELY, JAMES EUGENE JR. | SENIOR VICE PRESIDENT - SALES | 1843373 |
| FERGUSON, KIMBERLY NICOLE | CHIEF EXECUTIVE OFFICER AND MANAGER | 4120145 |
| LAWLOR, BETH DEDRICK | EXECUTIVE VICE PRESIDENT | 5352662 |
| ROLLAND, JODI THOMPSON | MANAGER | 2290884 |
| SALSTROM, KYLE NORMAN | CHIEF COMPLIANCE OFFICER | 5025315 |
| TRIPLETT, SHANE T | INSTITUTIONAL SALES MANAGER | 1865319 |
Regulatory assets under management
| Total Number of Accounts | 3,905 |
| AUM (Assets Under Management) | $ 1,516,483,817 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/19/2025 | ||
| 08/20/2024 | ||
| 11/28/2023 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
U.S. BANCORP ADVISORS, LLC
CRD#: 14455Clovis, CA 93612TRUST BUT VERIFY
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