Andrew G. Sullivan
Professional summary
Andrew Gordon Sullivan, who also goes by Andrew Gordan Sullivan, is a registered financial advisor currently at QUARTERPOINT located in Bozeman, Montana.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Andrew has worked at 4 firms and has passed the Series 63, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Gordon Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2013 - Present
QUARTERPOINT
May 7, 2003 - April 16, 2004
JEFFERIES/QUARTERDECK, LLC
May 7, 2003 - March 6, 2006
JEFFERIES LLC
January 18, 2001 - May 19, 2003
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/19/2014)
(8/5/2013)
Exams
Current Firm
QUARTERPOINT
CRD#: 166918 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 400,000 |
Red Flags
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