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Nathan R. Krantz

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CRD#: 4227703
NK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nathan Reinhard Krantz, who also goes by Nathan R Krantz, was a registered financial professional .

Nathan is a previously registered financial professional and started their career in finance in 2008. Nathan had worked at 5 firms and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Nathan R Krantz

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PLAY IT! GAMES, MOVIES & MUSIC LLC; 1202 E POWELL RD, LEWIS CENTER, OH; NON-INV REL; RETAIL BUSINESS THAT DEALS IN VIDEO GAMES, MOVIES AND MUSIC THROUGH A BUY-SELL-TRADE MODEL; MEMBER; 03/2009-CURRENT; HRS/MO=50; DURING SOME TRADE HRS; OVERSEE THE FINANCIAL END OF THE BUSINESS, PAYING BILLS AND GATHERING/SUBMITTING/PREPARING ACCOUNTING DATA TO THE ACCOUNTANT; * DOME FINANCIAL SERVICES; INV REL; LIFE INSURANCE AND ANNUITY SALES; AGENT; 11/01/2013-CURRENT; HRS/MO = 80; DURING TRADE HRS; INDEPENDENT INSURANCE AGENT LICENSED IN OHIO.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 14, 2015 - October 15, 2024

THE WRIGHT LEGACY GROUP, LLC

RIA
CRD#: 146934
Logan, OH
Past

September 11, 2014 - July 28, 2015

EQUITY SERVICES, INC.

RIA
CRD#: 265
WESTERVILLE, OH
Past

September 11, 2014 - July 28, 2015

EQUITY SERVICES, INC.

BD
CRD#: 265
WESTERVILLE, OH
Past

February 15, 2011 - September 19, 2014

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
WESTERVILLE, OH
Past

February 3, 2011 - September 19, 2014

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
WESTERVILLE, OH
Past

January 2, 2009 - March 16, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
SAINT PETERSBURG, FL
Past

April 2, 2008 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
UPPER ARLINGTON, OH
Past

March 18, 2008 - March 16, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
UPPER ARLINGTON, OH

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 7/28/2015
Securities Industry Essentials Examination
General Industry/Product Exam

Current Firm


TW
THE WRIGHT LEGACY GROUP, LLC
THE WRIGHT LEGACY GROUP | THE WRIGHT LEGACY REGISTERED INVESTMENT ADVISORY FIRM, LLC. | THE WRIGHT LEGACY GROUP, LLC

CRD#: 146934 / SEC#:

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Contact information


Main Address
1104 Julianna Court, Elizabethtown, KY 42701
Mailing Address
P.o. Box 6008, Elizabethtown, KY 42702-6008
Phone number
(270) 723-0333
Established
Firm type
Fiscal year end
# of Employees
7

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts696
AUM (Assets Under Management)$ 46,228,016

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE WRIGHT LEGACY GROUP, LLC

CRD#: 146934

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