John P. Harvey

WEALTHFORGE SECURITIES

Gainesville, VA 20155

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CRD#: 4227692

Professional summary

John Paul Harvey Jr, who also goes by John P Harvey Jr., John Paul Harvey Jr., John Paul Harvey, is a registered financial professional currently at WEALTHFORGE SECURITIES, LLC located in Gainesville, Virginia.

John is registered as a RR (Registered Representative) and started their career in finance in 2000. John has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John P Harvey Jr. | John Paul Harvey Jr. | John Paul Harvey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Paul Harvey Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2019 - Present

WEALTHFORGE SECURITIES, LLC

Office #1: 7051 Heathcote Village Way Suite 200, Gainesville, VA 20155

CRD#: 152550

Gainesville, VA

Past

April 10, 2019 - November 1, 2019

CL WEALTH MANAGEMENT LLC

RIA

CRD#: 134922

Orange, CA

Past

April 8, 2019 - November 1, 2019

CABOT LODGE SECURITIES LLC

CRD#: 159712

Orange, CA

Past

February 6, 2015 - April 9, 2019

COLONY PARK FINANCIAL SERVICES LLC.

RIA

CRD#: 41534

ORANGE, CA

Past

August 3, 2012 - December 1, 2014

SANDLAPPER WEALTH MANAGEMENT, LLC

RIA

CRD#: 164443

GREENVILLE, SC

Past

April 13, 2012 - June 28, 2013

EXPATCPA, PROFESSIONAL CORPORATION

RIA

CRD#: 138167

ORANGE, CA

Past

April 13, 2012 - April 9, 2019

SANDLAPPER SECURITIES, LLC

CRD#: 137906

ORANGE, CA

Past

August 1, 2011 - April 30, 2012

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

RICHMOND, VA

Past

May 20, 2011 - August 5, 2011

SANDLAPPER SECURITIES, LLC

CRD#: 137906

GREENVILLE, SC

Past

July 28, 2004 - April 28, 2011

OMNI BROKERAGE, INC.

CRD#: 16878

ORANGE, CA

Past

November 4, 2003 - July 27, 2004

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

SAN JUAN CAPISTRANO, CA

Past

August 20, 2002 - November 25, 2003

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

July 28, 2000 - December 31, 2001

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/2/2019)

Alaska
(11/14/2019)

Arizona
(11/2/2019)

Arkansas
(11/4/2019)

California
(11/2/2019)

Colorado
(11/4/2019)

Connecticut
(11/2/2019)

Delaware
(11/2/2019)

District of Columbia
(11/2/2019)

Florida
(11/2/2019)

Georgia
(11/2/2019)

Hawaii
(11/6/2019)

Idaho
(11/2/2019)

Illinois
(11/26/2019)

Indiana
(11/2/2019)

Iowa
(11/2/2019)

Kansas
(11/2/2019)

Kentucky
(11/2/2019)

Louisiana
(11/2/2019)

Maine
(11/2/2019)

Maryland
(11/2/2019)

Massachusetts
(11/2/2019)

Michigan
(11/2/2019)

Minnesota
(11/2/2019)

Mississippi
(11/2/2019)

Missouri
(11/2/2019)

Montana
(11/2/2019)

Nebraska
(11/2/2019)

Nevada
(11/2/2019)

New Hampshire
(11/2/2019)

New Jersey
(11/2/2019)

New Mexico
(11/2/2019)

New York
(11/2/2019)

North Carolina
(11/2/2019)

North Dakota
(11/2/2019)

Ohio
(11/2/2019)

Oklahoma
(11/4/2019)

Oregon
(11/2/2019)

Pennsylvania
(11/2/2019)

Puerto Rico
(11/7/2019)

Rhode Island
(11/2/2019)

South Carolina
(11/2/2019)

South Dakota
(11/2/2019)

Tennessee
(11/2/2019)

Texas
(11/2/2019)

Utah
(11/2/2019)

Vermont
(11/2/2019)

Virgin Islands
(11/5/2019)

Virginia
(11/2/2019)

Washington
(11/2/2019)

West Virginia
(11/2/2019)

Wisconsin
(11/2/2019)

Wyoming
(11/2/2019)

Exams

State Security Law Exam

IAR

Series 66

Date: 1/2/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/25/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/27/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/25/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WEALTHFORGE SECURITIES, LLC

WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC

CRD#: 152550 / SEC#: , 8-68464

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

3015 W Moore St Suite 102, Richmond, VA 23230

Mailing Address

3015 W Moore St Suite 102, Richmond, VA 23230

Phone number

(804) 308-0431

Established

Virginia since 07/28/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WEALTHFORGE HOLDINGS, INC.	PARENT
ARLES, DONNA DIPIETRO	CFO, PFO, POO	6489389
RAPER, JAMES LEROY JR	CCO, COO	5721253
ROBBINS, GEORGE WILLIAM IV	CEO	2440106

Disclosures

Regulatory Event	3
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John P. Harvey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Paul Harvey Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

CL WEALTH MANAGEMENT LLC

CABOT LODGE SECURITIES LLC

COLONY PARK FINANCIAL SERVICES LLC.

SANDLAPPER WEALTH MANAGEMENT, LLC

EXPATCPA, PROFESSIONAL CORPORATION

SANDLAPPER SECURITIES, LLC

ALLIED BEACON PARTNERS, INC.

SANDLAPPER SECURITIES, LLC

OMNI BROKERAGE, INC.

BROOKSTREET SECURITIES CORPORATION

WORLD GROUP SECURITIES, INC.

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/2/2001

Series 63

Date: 8/25/2000

SIE

Date: 10/1/2018

Series 7

Date: 7/27/2000

Series 24

Date: 10/25/2004

FINRA

Current Firm

WEALTHFORGE SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WEALTHFORGE SECURITIES, LLC

TRUST BUT VERIFY

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