Paul N. Brost
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Nelson Brost was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2000. Paul had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2009 - December 31, 2012
ATLANTIC COAST CAPITAL ADVISORS, LLC
June 18, 2007 - April 6, 2009
VOYA FINANCIAL ADVISORS, INC.
December 1, 2006 - June 21, 2007
QUESTAR CAPITAL CORPORATION
June 2, 2004 - December 1, 2006
USALLIANZ SECURITIES, INC.
January 3, 2001 - December 31, 2001
MML INVESTORS SERVICES, LLC
August 14, 2000 - December 31, 2000
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ATLANTIC COAST CAPITAL ADVISORS, LLC
CRD#: 149070 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
