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KB

Kimberly P. Browne

MADISON PAIGE SECURITIES LLC
New York, NY 10004
Some features on this profile are disabled
CRD#: 4227497
KB

Professional summary

Kimberly Paige Browne, who also goes by Kimberly Paige Cottrell, Kimberly Paige Vandiver, Kimberly Vandiver, is a registered financial professional currently at MADISON PAIGE SECURITIES LLC located in New York, New York.

Kimberly is registered as a RR (Registered Representative) and started their career in finance in 2000. Kimberly has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kimberly Paige Cottrell | Kimberly Paige Vandiver | Kimberly Vandiver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kimberly Paige Browne's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 25, 2022 - Present

MADISON PAIGE SECURITIES LLC

Office #1: 42 Broadway, Suite 12-129, New York, NY 10004
BD
CRD#: 226538
New York, NY
Past

May 20, 2011 - February 3, 2020

UBS SECURITIES LLC

BD
CRD#: 7654
AUSTIN, TX
Past

November 30, 2010 - May 9, 2011

BGC FINANCIAL, L.P.

BD
CRD#: 19801
NEW YORK, NY
Past

December 23, 2009 - December 1, 2010

COHEN & COMPANY SECURITIES, LLC

BD
CRD#: 149758
NEW YORK, NY
Past

October 7, 2005 - February 19, 2008

WAMU CAPITAL CORP.

BD
CRD#: 119069
NEW YORK, NY
Past

July 5, 2002 - September 29, 2005

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

August 16, 2000 - September 20, 2000

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

August 16, 2000 - September 20, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/25/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/24/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/15/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MP
MADISON PAIGE SECURITIES LLC
MADISON PAIGE SECURITIES LLC

CRD#: 226538 / SEC#: , 8-69621

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
42 Broadway, Suite 12-129, New York, NY 10004
Mailing Address
42 Broadway, Suite 12-129, New York, NY 10004
Phone number
(917) 968-2156
Established
New York since 07/15/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FONTANILLA, DAVID AARONCEO/CCO4237116
PALMER, MICHAEL R.MEMBER4545584
ROTHENBERG, SHARI PCFO/FINOP6590875

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MADISON PAIGE SECURITIES LLC

CRD#: 226538New York, NY 10004

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