Mark W. Schappel

LOOP CAPITAL MARKETS LLC

Clark, NJ 07066

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CRD#: 4227458

Professional summary

Mark William Schappel is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Clark, New Jersey.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 4 firms and has passed the Series 63, SIE, Series 16, Series 86, Series 87, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark William Schappel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2021 - Present

LOOP CAPITAL MARKETS LLC

Office #1: 100 Walnut Avenue, Suite 505, Clark, NJ 07066

RIA

CRD#: 43098

Clark, NJ

Past

March 2, 2007 - October 14, 2021

THE BENCHMARK COMPANY, LLC

CRD#: 22982

NEW YORK, NY

Past

June 27, 2006 - March 5, 2007

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

August 4, 2000 - July 5, 2006

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/5/2021)

Exams

State Security Law Exam

Series 63

Date: 2/5/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 16

Date: 11/17/2006

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 86

Date: 2/18/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 9/20/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 8/3/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/11/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LOOP CAPITAL MARKETS LLC

LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: , 8-50140

Illinois

Registered Investment Advisory firm - SEC (4/4/2012 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Mailing Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Phone number

(312) 913-4900

Established

Delaware since 06/01/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

250

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
LOOP CAPITAL, LLC	OWNER
BERKELEY, STEPHEN SIDNEY	REGULATORY COUNSEL AND CCO	5616433
LUPKIN, IRA ADAM	CHIEF FINANCIAL OFFICER	4463446
REYNOLDS, JAMES JR.	CHIEF EXECUTIVE OFFICER	1162337
SULLIVAN, ANTHONY	CHIEF OPERATING OFFICER	5995264

Disclosures

Regulatory Event

Red Flags

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Advisor Monitoring

Firm Stability Insights

Mark W. Schappel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark William Schappel's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE BENCHMARK COMPANY, LLC

HAPOALIM SECURITIES USA, INC.

KEYBANC CAPITAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/5/2001

SIE

Date: 10/1/2018

Series 16

Date: 11/17/2006

Series 86

Date: 2/18/2005

Series 87

Date: 9/20/2004

Series 7

Date: 8/3/2000

Series 24

Date: 6/11/2007

FINRA

Current Firm

LOOP CAPITAL MARKETS LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LOOP CAPITAL MARKETS LLC

TRUST BUT VERIFY

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