Mark William Schappel
Professional Summary
Mark William Schappel is a registered financial advisor currently at LOOP CAPITAL MARKETS LLC located in Clark, New Jersey. Mark is registered as a RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 4 firms and has passed the Series 63, SIE, Series 16, Series 86, Series 87, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC
Contact Information
Main Address
425 S. Financial Place Ste 2700, Chicago, IL 60605Mailing Address
425 S. Financial Place Ste 2700, Chicago, IL 60605Phone Number
(312) 913-4900Established
Delaware since 06/01/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Medium# of Employees
250FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/5/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Sep 2004About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mark William Schappel's CRS (Customer Relationship Summary).
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