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CT

Cathy H. Tajiri

WEALTHJAR INVESTMENT ADVISORY
Honolulu, HI 96813
Some features on this profile are disabled
CRD#: 4227411
CT

Professional summary

Cathy Hitomi Tajiri, who also goes by Cathy Hitomi Gushiken, is a registered financial advisor currently at WEALTHJAR INVESTMENT ADVISORY, LLC located in Honolulu, Hawaii and THE RICE PARTNERSHIP, LLC located in Honolulu, Hawaii.

Cathy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Cathy has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Cathy Hitomi Gushiken

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cathy Hitomi Tajiri's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 17, 2020 - Present

WEALTHJAR INVESTMENT ADVISORY, LLC

Office #1: 1099 Alakea St. Suite 2510, Honolulu, HI 96813
RIA
CRD#: 288484
Honolulu, HI
Current

April 17, 2020 - Present

THE RICE PARTNERSHIP, LLC

Office #1: 1099 Alakea Street Suite 2510, Honolulu, HI 96813
RIA
CRD#: 135701
Honolulu, HI
Past

June 27, 2002 - September 14, 2018

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
HONOLULU, HI
Past

April 26, 2001 - September 14, 2018

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
HONOLULU, HI
Past

August 4, 2000 - November 24, 2000

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

August 4, 2000 - November 24, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
THE RICE PARTNERSHIP, LLC
EAST WEST CAPITAL MANAGEMENT, LLC | THE RICE PARTNERSHIP, LLC | GBR WEALTH MANAGEMENT, LLC | EAST WEST WEALTH MANAGEMENT, LLC

CRD#: 135701 / SEC#: 801-64438

RIA
Registered Investment Advisory firm - (7/7/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Hawaii
(4/17/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/16/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/14/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/2/2000
General Securities Representative Examination

Current Firm

TR
THE RICE PARTNERSHIP, LLC
EAST WEST CAPITAL MANAGEMENT, LLC | THE RICE PARTNERSHIP, LLC | GBR WEALTH MANAGEMENT, LLC | EAST WEST WEALTH MANAGEMENT, LLC

CRD#: 135701 / SEC#: 801-64438

RIA
Registered Investment Advisory firm - (7/7/2005 Approved)
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Contact information

Main Address
1099 Alakea Street Suite 2510, Honolulu, HI 96813
Mailing Address
Phone number
(808) 585-7788
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RICE ADV 2A OTAA 8.15.2025 (8/15/2025)

Regulatory assets under management

Total Number of Accounts1,096
AUM (Assets Under Management)$ 785,826,384

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/31/2025
Cover Page
Report
07/23/2025
Cover Page
Report
09/24/2024
Cover Page
Report
07/06/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE RICE PARTNERSHIP, LLC

CRD#: 135701Honolulu, HI 96813

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