Katsuhiko Hiyama
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katsuhiko Hiyama, who also goes by Kei Hiyama, was a registered financial professional .
Katsuhiko is a previously registered financial professional and started their career in finance in 2000. Katsuhiko had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2010 - May 1, 2014
MC ASSET MANAGEMENT AMERICAS, LTD.
May 23, 2001 - July 8, 2005
CITIGROUP GLOBAL MARKETS INC.
September 7, 2000 - April 24, 2001
BROADVIEW INTERNATIONAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MC ASSET MANAGEMENT AMERICAS, LTD.
CRD#: 23330 / SEC#: , 8-40330
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MC ASSET MANAGEMENT HOLDINGS LLC | SHAREHOLDER | |
| CURRAN, PATRICK DENIS | CHIEF COMPLIANCE OFFICER | 2170823 |
| CURRAN, PATRICK DENIS | PRESIDENT & CEO & DIRECTOR | 2170823 |
| HIKE, AYAKO | FINANCIAL AND OPERATIONS PRINCIPAL | 6020701 |
| MAGHAKIAN, APRIL | SECRETARY & TREASURER | 6295991 |
| OGIKUBO, NAOSHI | DIRECTOR | 6309272 |
| SANAMI, YASUYUKI | DIRECTOR | 6639194 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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