Shaun M. Knoch

BLACKWOOD INVESTMENT GROUP

INDIANAPOLIS, IN

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CRD#: 4227340

Professional summary

Shaun Michael Knoch, AIF® is a registered financial advisor currently at BLACKWOOD INVESTMENT GROUP, LLC located in Indianapolis, Indiana.

Shaun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Shaun has worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Michael Knoch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

March 16, 2006 - Present

BLACKWOOD INVESTMENT GROUP, LLC

RIA

CRD#: 139859

INDIANAPOLIS, IN

Past

September 3, 2004 - December 1, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

INDIANAPOLIS, IN

Past

August 13, 2004 - December 1, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

January 22, 2003 - April 7, 2004

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

October 5, 2000 - July 5, 2001

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(3/16/2006)

IAR

Texas
(2/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/2/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/18/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 9/30/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/4/2000

General Securities Representative Examination

Current Firm

BLACKWOOD INVESTMENT GROUP, LLC

CRD#: 139859 / SEC#:

Indiana

Registered Investment Advisory firm - (3/16/2006 Approved)

Texas

Registered Investment Advisory firm - (2/11/2016 Conditional Restricted)

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Contact information

Main Address

Indianapolis, IN

Mailing Address

5868 E 71st St, Suite E 331, Indianapolis, IN 46220

Phone number

(317) 570-4944

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 4,785,481

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Shaun M. Knoch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Michael Knoch's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKWOOD INVESTMENT GROUP, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

BANC ONE SECURITIES CORPORATION

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/2/2004

Series 63

Date: 10/18/2000

Series 31

Date: 9/30/2004

Series 7

Date: 10/4/2000

Current Firm

BLACKWOOD INVESTMENT GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLACKWOOD INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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