Tyson B. Walter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tyson B Walter, who also goes by Tyson Barrett Walter, was a registered financial professional .
Tyson is a previously registered financial professional and started their career in finance in 2004. Tyson had worked at 4 firms and has passed the Series 66, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2014 - March 1, 2018
MULTIPLE FINANCIAL SERVICES, INC.
December 9, 2013 - March 1, 2018
MULTIPLE FINANCIAL SERVICES, INC.
February 27, 2013 - December 9, 2013
LIFEMARK SECURITIES CORP.
February 15, 2006 - July 10, 2009
WESTPARK WEALTH ADVISORS, INC.
July 23, 2004 - July 10, 2009
IMS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MULTIPLE FINANCIAL SERVICES, INC.
CRD#: 100100 / SEC#: , 8-52017
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,800,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
